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David Spratt, portrait

David Spratt

Chief Compliance Officer and Chief Operating Officer at Badgley Phelps Wealth Managers

Firm officerUpdated

David Spratt has been Chief Compliance Officer and Chief Operating Officer of Badgley Phelps Wealth Managers, LLC, a Seattle, WA investment adviser managing $7.28B, since December 2023.

2
Years in role
$7.28B
Firm AUM
1,356
Firm clients
26
Firm advisers

From Form ADV filed 31 March 2026Form ADV

Career

David Spratt is a control person of Badgley Phelps Wealth Managers and directly owns under 5% of it. David Spratt holds a Bachelor of Arts in Business Administration from Washington State University.

Badgley Phelps Wealth Managers is an investment adviser based in Seattle, WA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and charitable organizations. Its regulatory assets under management total $7.28 billion, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.

David Spratt is Chief Operating Officer, Chief Compliance Officer of Badgley Phelps Wealth Managers. He joined the firm in August 2023 as Director of Business Administration and Compliance, was appointed Chief Compliance Officer in December 2023, and was promoted to Chief Operating Officer by January 2025. Previously, he was Chief Operating Officer and Chief Compliance Officer with Merriman Wealth Management in Seattle, WA.

Key facts

CRD
2275360
Firm
Badgley Phelps Wealth Managers · CRD 315440
Role
Chief Compliance Officer and Chief Operating Officer
In role since
December 2023 · 2 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Seattle, WA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record
Firm bio
badgley.com

Common questions

Where does David Spratt work?

David Spratt has been Chief Compliance Officer and Chief Operating Officer of Badgley Phelps Wealth Managers, LLC since December 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

How can I verify David Spratt’s record?

David Spratt’s role is listed on Badgley Phelps Wealth Managers, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 315440.

Source: Form ADV, Schedule A, filed 31 March 2026

Leadership at Badgley Phelps Wealth Managers

Sources

  1. IAPD individual lookup, CRD 2275360, checked 21 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Badgley Phelps Wealth Managers, LLC, filed 31 March 2026. Title, control and ownership bands.
  3. Badgley Phelps Wealth Managers team page. Biography, education, credentials, awards and the portrait, reproduced for identification.
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