Katherine Wham has been Wealth Manager of Badgley Phelps Wealth Managers since January 2023, is a control person of the firm and directly owns under 5% of it. Katherine Wham holds a Bachelor of Arts from DePauw University.
Badgley Phelps Wealth Managers, LLC is a Seattle, WA firm with $7.28B under management, 1,356 clients and 26 advisers across 4 offices, as of its March 2026 filing.
Katie Wham is Wealth Manager, Research Analyst of Badgley Phelps Wealth Managers. She joined the firm in 2017 as a Research Analyst. Earlier, she worked in the marketing department of Touchstone Investments in Cincinnati, OH, and later at Rainier Investment Management in Seattle, where over eight years she moved from a marketing associate role to an institutional equity research analyst.
Katherine Wham’s longest registration is the current one, 5 years at Badgley Phelps Wealth Managers since 2021. Before joining Badgley Phelps Wealth Managers in 2021, Katherine Wham was registered through Badgley Phelps Wealth Managers.
- – present · 5 yearsSeattle, WA · Adviser representative · Firm CRD 315440
- Badgley Phelps Wealth Managers– · 3 yearsSeattle, WA · Adviser representative · Firm CRD 108392
Professional designations
Listed by Badgley Phelps Wealth Managers
- CFA®
Investment adviser representative registrations
Katherine Wham is registered as an investment adviser representative in Washington, since August 2021.
- WashingtonSince 2 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 2009 |
| Series 7 | General Securities Representative Examination | 28 December 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Katherine Dewert Wham
- CRD
- 5416174
- Firm
- Badgley Phelps Wealth Managers · CRD 315440
- Role
- Wealth Manager
- Office
- 1420 Fifth Avenue, Suite 3200, Seattle, WA 98101
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- badgley.com
Where does Katherine Wham work?
Katherine Wham has been Wealth Manager of Badgley Phelps Wealth Managers, LLC since January 2023, and is a control person of the firm.
Is Katherine Wham a financial advisor?
Yes. Katherine Wham has a current investment-adviser registration in Washington, through Badgley Phelps Wealth Managers since August 2021.
How many years of experience does Katherine Wham have?
Katherine Wham has 18 years in the financial industry, since October 2008, across 2 adviser firms.
What exams has Katherine Wham passed?
Katherine Wham has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 2007. FINRA credited Katherine Wham with the SIE, which began in October 2018.
Where did Katherine Wham work before Badgley Phelps Wealth Managers?
Before Badgley Phelps Wealth Managers, Katherine Wham was registered through Badgley Phelps Wealth Managers (CRD 108392), June 2018 to August 2021.
Where is Katherine Wham based?
Katherine Wham’s registered office is in Seattle, WA.
Is Katherine Wham registered with FINRA?
No. Katherine Wham has no current broker registration.
Is Katherine Wham a CFA charterholder?
Badgley Phelps Wealth Managers lists Katherine Wham with the CFA credential (“CFA®”) on its website. CFA Institute confirms certification status.
How can I verify Katherine Wham’s record?
Search CRD 5416174 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Wham’s full registration record.
Julie Parisio RoyChief Executive Officer and Wealth Manager
David SprattChief Compliance Officer and Chief Operating Officer
James CallaghanWealth Manager
Michael GerkeWealth Manager
Curtis PepinDirector of Marketing
Steven PhelpsWealth Manager
Patrick RodgersWealth Manager
Calvin SprangerFixed Income Manager and Wealth Manager
Timothy ThomasChief Investment Officer and Wealth Manager
Megan WileyWealth Manager and Financial Planner