Curtis Pepin has been Director of Marketing of Badgley Phelps Wealth Managers since June 2021, is a control person of the firm and directly owns under 5% of it. Curtis Pepin holds a Bachelor of Arts from the University of Denver.
Badgley Phelps Wealth Managers, LLC is a Seattle, WA firm with $7.28B under management, 1,356 clients and 26 advisers across 4 offices, as of its March 2026 filing.
Curtis Pepin is Director of Marketing, Wealth Manager of Badgley Phelps Wealth Managers. He joined the firm in 1999 and is responsible for the planning, development, and implementation of the firm's marketing, communications and public relations. His career has included positions with Berger Mutual Funds, Colonial Mutual Funds and Janus Mutual Funds.
Curtis Pepin’s longest registration was 21 years at Badgley Phelps Wealth Managers (2000–2021). Before joining Badgley Phelps Wealth Managers in 2021, Curtis Pepin was registered through Badgley Phelps Wealth Managers.
- – present · 5 yearsSeattle, WA · Adviser representative · Firm CRD 315440
- Badgley Phelps Wealth Managers– · 21 yearsSeattle, WA · Adviser representative · Firm CRD 108392
Investment adviser representative registrations
Curtis Pepin is registered as an investment adviser representative in 2 states. The first approvals date from August 2021; the most recent is Idaho, in September 2023.
- IdahoSince 18 September 2023
- WashingtonSince 2 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 28 June 2000 |
| Series 7 | General Securities Representative Examination | 29 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 October 1994 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Curtis Lee Pepin
- CRD
- 2551288
- Firm
- Badgley Phelps Wealth Managers · CRD 315440
- Role
- Director of Marketing
- Office
- 1420 Fifth Avenue, Suite 3200, Seattle, WA 98101
- Registration
- Investment adviser registration
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- badgley.com
Where does Curtis Pepin work?
Curtis Pepin has been Director of Marketing of Badgley Phelps Wealth Managers, LLC since June 2021, and is a control person of the firm.
Is Curtis Pepin a financial advisor?
Yes. Curtis Pepin has a current investment-adviser registration in Idaho and Washington, through Badgley Phelps Wealth Managers since August 2021.
How many years of experience does Curtis Pepin have?
Curtis Pepin has 26 years in the financial industry, since July 2000, across 2 adviser firms.
What exams has Curtis Pepin passed?
Curtis Pepin has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in October 1994.
Where did Curtis Pepin work before Badgley Phelps Wealth Managers?
Before Badgley Phelps Wealth Managers, Curtis Pepin was registered through Badgley Phelps Wealth Managers (CRD 108392), July 2000 to August 2021.
Where is Curtis Pepin based?
Curtis Pepin’s registered office is in Seattle, WA.
Is Curtis Pepin registered with FINRA?
No. Curtis Pepin has no current broker registration.
How can I verify Curtis Pepin’s record?
Search CRD 2551288 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Curtis Pepin’s full registration record.
Julie Parisio RoyChief Executive Officer and Wealth Manager
David SprattChief Compliance Officer and Chief Operating Officer
James CallaghanWealth Manager
Michael GerkeWealth Manager
Steven PhelpsWealth Manager
Patrick RodgersWealth Manager
Calvin SprangerFixed Income Manager and Wealth Manager
Timothy ThomasChief Investment Officer and Wealth Manager
Katherine WhamWealth Manager
Megan WileyWealth Manager and Financial Planner