Stephen Yeager has been Senior of SYM Financial since October 2000, is a control person of the firm and directly owns between 10% and 25% of it. Stephen Yeager holds a Bachelor of Science from United States Naval Academy and a Master of Business Administration from the College of William and Mary.
Sym Financial Corporation is a Winona Lake, IN firm with $5.81B under management, 1,959 clients and 49 advisers across 6 offices, as of its March 2026 filing.
Steve Yeager is Principal, Senior Financial Advisor of SYM, based in Winona Lake, IN. Yeager works with private business owners and corporate executives on their financial plans, serves on the SYM Investment Committee and is the Warsaw Area Leader. He spent ten years as a Naval officer and F-14 pilot and resigned as a Lieutenant Commander in 2000.
- Sym Financial AdvisorsCurrent– present · 22 yearsWinona Lake, IN · Adviser representative · Firm CRD 107517
Investment adviser representative registrations
Stephen Yeager is registered as an investment adviser representative in Indiana, since November 2009.
- IndianaSince 9 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 November 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 July 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 July 2003 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Stephen Charles Yeager
- CRD
- 4334954
- Firm
- SYM Financial · CRD 107517
- Role
- Senior
- Office
- 801 PARK AVE, Winona Lake, IN 46590
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sym.com
Where does Stephen Yeager work?
Stephen Yeager has been Senior of Sym Financial Corporation since October 2000, and is a control person of the firm.
Is Stephen Yeager a financial advisor?
Yes. Stephen Yeager has a current investment-adviser registration in Indiana, through SYM Financial since November 2009.
How many years of experience does Stephen Yeager have?
Stephen Yeager has 22 years in the financial industry, since November 2003, across 1 adviser firm.
What exams has Stephen Yeager passed?
Stephen Yeager has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 26. The earliest, the Series 63, was passed in July 2003.
Where is Stephen Yeager based?
Stephen Yeager’s registered office is in Winona Lake, IN.
Is Stephen Yeager registered with FINRA?
No. Stephen Yeager has no current broker registration.
How can I verify Stephen Yeager’s record?
Search CRD 4334954 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Yeager’s full registration record.
