Crystal Allen is not listed as a control person, but directly owns under 5% of SYM Financial. Crystal Allen holds a Bachelor of Science in Business Finance from Indiana University and a Master of Business Administration from Indiana University.
SYM Financial is an investment adviser based in Winona Lake, IN, registered with the SEC since 1985. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Its regulatory assets under management total $5.81 billion, as filed on 31 March 2026. Its fees, ownership and offices are on the firm’s profile.
Crystal Allen is Principal and Chief Compliance Officer of SYM, based in Winona Lake, IN. She joined the firm in 2000. As CCO she works to keep the firm compliant with the changing regulations of the industry, and is responsible for guiding SYM’s operational initiatives from visioning to implementation.
- CRD
- 5838693
- Firm
- SYM Financial · CRD 107517
- Role
- Chief Compliance Officer
- In role since
- January 2009 · 17 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Winona Lake, IN
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sym.com
Where does Crystal Allen work?
Crystal Allen has been Chief Compliance Officer of Sym Financial Corporation since January 2009.
How can I verify Crystal Allen’s record?
Crystal Allen’s role is listed on Sym Financial Corporation’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 107517.
