Robert Whicker has been Senior Financial Advisor of SYM Financial since August 2010, is a control person of the firm and directly owns between 10% and 25% of it.
Sym Financial Corporation is a Winona Lake, IN firm with $5.81B under management, 1,959 clients and 49 advisers across 6 offices, as of its March 2026 filing.
Robert Whicker’s longest registration is the current one, 18 years at SYM Financial since 2008. Before joining SYM Financial in 2008, Robert Whicker was registered through Galecki Financial Management Inc.
- Sym Financial AdvisorsCurrent– present · 18 yearsFort Wayne, IN · Adviser representative · Firm CRD 107517
- Galecki Financial Management Inc– · 4 yearsFort Wayne, IN · Adviser representative · Firm CRD 107218
Investment adviser representative registrations
Robert Whicker is registered as an investment adviser representative in Indiana, since January 2008.
- IndianaSince 17 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 21 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 1993 |
| Series 7 | General Securities Representative Examination | 8 June 1993 |
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Seth Whicker
- CRD
- 2262135
- Firm
- SYM Financial · CRD 107517
- Role
- Senior Financial Advisor
- Office
- 7030 POINTE INVERNESS WAY, SUITE 100, Fort Wayne, IN 46804
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Robert Whicker work?
Robert Whicker has been Senior Financial Advisor of Sym Financial Corporation since August 2010, and is a control person of the firm.
Is Robert Whicker a financial advisor?
Yes. Robert Whicker has a current investment-adviser registration in Indiana, through SYM Financial since January 2008.
How many years of experience does Robert Whicker have?
Robert Whicker has 23 years in the financial industry, since March 2003, across 2 adviser firms.
What exams has Robert Whicker passed?
Robert Whicker has passed 3 licensing exams: the Series 7, Series 63 and Series 8. The earliest, the Series 7, was passed in June 1993.
Where did Robert Whicker work before SYM Financial?
Before SYM Financial, Robert Whicker was registered through Galecki Financial Management Inc, December 2002 to October 2007.
Where is Robert Whicker based?
Robert Whicker’s registered office is in Fort Wayne, IN.
Is Robert Whicker registered with FINRA?
No. Robert Whicker has no current broker registration.
How can I verify Robert Whicker’s record?
Search CRD 2262135 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Whicker’s full registration record.
