Stephen Rischall has held the title Member at Navalign since June 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Navalign, LLC is an Encino, CA firm with $732M under management, 716 clients and 8 advisers in one office, as of its April 2026 filing.
Stephen Rischall is Partner of Navalign. He began his career at a national brokerage firm and works with clients, primarily business owners and professionals in the entertainment industry. He oversees all technology and cybersecurity strategy as the firm’s Chief Technology Officer.
Stephen Rischall’s longest registration is the current one, 8 years at Navalign since 2018. Before joining Navalign in 2018, Stephen Rischall was registered through 1080 Financial Group and Sagepoint Financial, Inc.
- 1080 Financial Group– · 3 yearsEncino, CA · Adviser representative · Firm CRD 226710
- Sagepoint Financial, Inc.– · 1 yearSherman Oaks, CA · Adviser representative · Firm CRD 133763
- Waddell & Reed– · 3 yearsSherman Oaks, CA · Adviser representative · Firm CRD 866
- LPL Financial Corporation– · under a yearValencia, CA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Navalign
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Stephen Rischall is registered as an investment adviser representative in 2 states. The first approvals date from July 2018; the most recent is Texas, in January 2019.
- CaliforniaSince 16 July 2018
- TexasSince 30 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 March 2009 |
| Series 7 | General Securities Representative Examination | 10 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Edward Rischall
- CRD
- 5215325
- Firm
- Navalign · CRD 119919
- Role
- Member
- Office
- 15910 VENTURA BLVD, SUITE 1605, Encino, CA 91436
- Registration
- Investment adviser registration
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navalign.com
Where does Stephen Rischall work?
Stephen Rischall has held the title Member at Navalign, LLC since June 2018, and is a control person of the firm.
Is Stephen Rischall a financial advisor?
Yes. Stephen Rischall has a current investment-adviser registration in California and Texas, through Navalign since July 2018.
How many years of experience does Stephen Rischall have?
Stephen Rischall has 17 years in the financial industry, since March 2009, across 5 adviser firms.
What exams has Stephen Rischall passed?
Stephen Rischall has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2008. FINRA credited Stephen Rischall with the SIE, which began in October 2018.
Where did Stephen Rischall work before Navalign?
Before Navalign, Stephen Rischall was registered through Sagepoint Financial, Inc., October 2013 to August 2015; Waddell & Reed, November 2009 to October 2013; LPL Financial Corporation, March 2009 to November 2009.
Where is Stephen Rischall based?
Stephen Rischall’s registered office is in Encino, CA.
Is Stephen Rischall registered with FINRA?
No. Stephen Rischall has no current broker registration.
Is Stephen Rischall a CFP?
Navalign lists Stephen Rischall with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Stephen Rischall’s record?
Search CRD 5215325 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Rischall’s full registration record.
