Christopher Carter has been Member'S Estate of Navalign since March 2002, is a control person of the firm and directly owns between 10% and 25% of it.
Navalign, LLC is an Encino, CA firm with $732M under management, 716 clients and 8 advisers in one office, as of its April 2026 filing.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 1996 |
| Series 7 | General Securities Representative Examination | 25 October 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Matthew Carter
- CRD
- 2634517
- Firm
- Navalign · CRD 119919
- Role
- Member'S Estate
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Carter work?
Christopher Carter has been Member'S Estate of Navalign, LLC since March 2002, and is a control person of the firm.
Does Christopher Carter have a current investment-adviser registration?
Christopher Carter has no current investment-adviser or broker registration.
What exams has Christopher Carter passed?
Christopher Carter has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1996.
Where was Christopher Carter previously registered as an investment adviser?
Christopher Carter has past investment-adviser registrations through Navalign, LLC, January 2018 to September 2025; Carter Jacobs, LLC, June 2002 to December 2017, across 1 firm.
Is Christopher Carter registered with FINRA?
No. Christopher Carter has no current broker registration.
How can I verify Christopher Carter’s record?
Search CRD 2634517 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Carter’s full registration record.
