Role at Sequoia Financial Advisors
- Title on Schedule A
- Senior Vice President, Chief Compliance Officer, Chief Risk Officer
- Control
- Stephanie Hanayik is a control person of Sequoia Financial Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Stephanie Hanayik has held the filed role since August 2026.
The firm
Form ADV filed 24 August 2026
Career on record
- Passed Series 14, Series 79TO, Series 99TO and Series 52TO · 2023
- Passed SIE · 2018
- – · 3 yearsCleveland, OH · Adviser representative · Firm CRD 117756
- Natcity Investments, Inc.– · 3 yearsCleveland, OH · Adviser representative · Firm CRD 17490
- Passed Series 66 and Series 24 · 2005
- Passed Series 7 · 2004
Registrations and exams
No current adviser or broker registration. Stephanie Hanayik has passed 8 qualifying exams.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 February 2005 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 28 March 2005 |
| Series 52TO | Municipal Securities Representative Examination | 19 December 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 7 September 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Municipal Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stephanie Hanayik
- CRD
- 2763302
- Registration status
- No current adviser or broker registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Stephanie Hanayik work?
Stephanie Hanayik has been Senior Vice President, Chief Compliance Officer, Chief Risk Officer of Sequoia Financial Advisors, L.L.C. since August 2026, and is a control person of the firm.
Does Stephanie Hanayik have a current investment-adviser registration?
Stephanie Hanayik has no current investment-adviser or broker registration, as of 17 October 2026.
What exams has Stephanie Hanayik passed?
Stephanie Hanayik has passed 8 licensing exams: the Series 7, Series 66, Series 24, SIE, Series 14, Series 79TO, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in September 2004.
Where was Stephanie Hanayik previously registered as an investment adviser?
Stephanie Hanayik has past investment-adviser registrations through Sequoia Financial Advisors, L.l.c., October 2009 to March 2013; Sequoia Financial Advisors, L.l.c., November 2008 to October 2009; Natcity Investments, Inc., January 2006 to September 2008, across 2 firms.
Leadership at Sequoia Financial Advisors
- Jennifer KochSenior Vice President, Organizational Development
- Michael MarhoferExecutive Vice President, Secretary & General Counsel
- Annelise McCauleyPresident, Interim Chief Operating Officer
- Michael MordohVice President, Head of Operations
- Nicholas ZamparelliSenior Vice President, Chief Investment Officer
- Kevin TichnellEVP, Chief Strategy & Acquisitions Officer, Interim Chief Financial Officer
- Trevor ChunaChief Technology Officer
- Thomas HaughtChairman, CEO
- Norborne SmithHead of Sequoia Sentinel Family Office
- Justin StetsEVP, Head of Integrated Wealth Services
- Christopher ThomEVP, Chief Strategy & Partnership Officer