Role at Sequoia Financial Advisors
- Title on Schedule A
- Senior Vice President, Chief Investment Officer
- Control
- Nicholas Zamparelli is a control person of Sequoia Financial Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Nicholas Zamparelli has held the filed role since March 2023.
The firm
Form ADV filed 24 August 2026
Career on record
Nicholas Zamparelli has been registered through Sequoia Financial Advisors since May 2024, and before that through Blackrock Investment Management, LLC and Merrill Lynch Investment Managers LP.
- – present · 2 yearsBerwyn, PA · Adviser representative · Firm CRD 117756
- Blackrock Investment Management, LLC– · 2 yearsPlainsboro, NJ · Adviser representative · Firm CRD 108928
- Merrill Lynch Investment Managers LP– · 4 yearsPrinceton, NJ · Adviser representative · Firm CRD 105068
- Passed Series 66 · 2001
- Passed Series 7 · 2000
Registrations and exams
Nicholas Zamparelli has a current investment-adviser registration in Pennsylvania and has passed 2 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Pennsylvania | Investment adviser representative | Approved | 2 May 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 February 2001 |
| Series 7 | General Securities Representative Examination | 19 December 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Nicholas Zamparelli
- CRD
- 4211322
- Registration status
- Investment adviser registration
- Office
- 1205 Westlakes Dr., Suite 270, Berwyn, PA 19312
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Nicholas Zamparelli work?
Nicholas Zamparelli has been Senior Vice President, Chief Investment Officer of Sequoia Financial Advisors, L.L.C. since March 2023, and is a control person of the firm.
Is Nicholas Zamparelli a financial advisor?
Yes. Nicholas Zamparelli has a current investment-adviser registration in Pennsylvania, through Sequoia Financial Advisors since May 2024, as of 17 October 2026.
How many years of experience does Nicholas Zamparelli have?
Nicholas Zamparelli has worked in the financial industry for 9 years as of 17 October 2026, counted from 11 October 2017, across 3 adviser firms.
What exams has Nicholas Zamparelli passed?
Nicholas Zamparelli has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2000.
Where did Nicholas Zamparelli work before Sequoia Financial Advisors?
Before Sequoia Financial Advisors, Nicholas Zamparelli was registered through Blackrock Investment Management, LLC, September 2006 to January 2009; Merrill Lynch Investment Managers LP, June 2002 to September 2006.
Where is Nicholas Zamparelli based?
Nicholas Zamparelli’s registered office is in Berwyn, PA.
Leadership at Sequoia Financial Advisors
- Stephanie HanayikSenior Vice President, Chief Compliance Officer, Chief Risk Officer
- Jennifer KochSenior Vice President, Organizational Development
- Michael MarhoferExecutive Vice President, Secretary & General Counsel
- Annelise McCauleyPresident, Interim Chief Operating Officer
- Michael MordohVice President, Head of Operations
- Kevin TichnellEVP, Chief Strategy & Acquisitions Officer, Interim Chief Financial Officer
- Trevor ChunaChief Technology Officer
- Thomas HaughtChairman, CEO
- Norborne SmithHead of Sequoia Sentinel Family Office
- Justin StetsEVP, Head of Integrated Wealth Services
- Christopher ThomEVP, Chief Strategy & Partnership Officer