Career
Annelise Mccauley has been President, Interim Chief Operating Officer of Sequoia Financial Advisors since August 2021. Annelise Mccauley is a control person of the firm and directly owns under 5% of it.
Sequoia Financial Advisors, L.L.C. is an Akron, OH firm with $32.2B under management, 11,218 clients and 195 advisers across 39 offices, as of its August 2026 filing.
Annie McCauley is President of Sequoia Financial Group. Her biography describes prior leadership of its Sentinel Family Office and Chief Client Experience Officer role, and states she joined Sequoia in 2002 and earned a BBA in finance and accounting from the University of Michigan.
- – present · 21 yearsAkron, OH · Adviser representative · Firm CRD 117756
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Ohio | Approved | 18 May 2005 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 August 2007 |
| Series 7 | General Securities Representative Examination | 24 October 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Annelise Waterfall Mccauley
- CRD
- 4561286
- Office
- 3500 EMBASSY PARKWAY, Akron, OH 44333
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Annelise Mccauley work?
Annelise Mccauley has been President, Interim Chief Operating Officer of Sequoia Financial Advisors, L.L.C. since August 2021, and is a control person of the firm.
Is Annelise Mccauley a financial advisor?
Yes. Annelise Mccauley has a current investment-adviser registration in Ohio, through Sequoia Financial Advisors since May 2005.
How many years of experience does Annelise Mccauley have?
Annelise Mccauley has 21 years in the financial industry, since May 2005, across 1 adviser firm.
What exams has Annelise Mccauley passed?
Annelise Mccauley has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 2002. FINRA credited Annelise Mccauley with the SIE, which began in October 2018.
Where is Annelise Mccauley based?
Annelise Mccauley’s registered office is in Akron, OH.
Leadership at Sequoia Financial Advisors
- Stephanie HanayikSenior Vice President, Chief Compliance Officer, Chief Risk Officer
- Jennifer KochSenior Vice President, Organizational Development
- Michael MarhoferExecutive Vice President, Secretary & General Counsel
- Michael MordohVice President, Head of Operations
- Nicholas ZamparelliSenior Vice President, Chief Investment Officer
- Kevin TichnellEVP, Chief Strategy & Acquisitions Officer, Interim Chief Financial Officer
- Trevor ChunaChief Technology Officer
- Thomas HaughtChairman, CEO
- Norborne SmithHead of Sequoia Sentinel Family Office
- Justin StetsEVP, Head of Integrated Wealth Services
- Christopher ThomEVP, Chief Strategy & Partnership Officer