Career
Shelley Luks has been Vice President, Treasurer of Goldman Sachs Wealth Services since January 2021. Shelley Luks is a control person of the firm and directly owns under 5% of it.
Goldman Sachs Wealth Services, L.P. is a Cohoes, NY firm with $31.7B under management, 117,699 clients and 1,134 advisers across 24 offices, as of its June 2026 filing.
No adviser firm registrations are on Shelley Luks’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 9 April 2014 |
| Series 99 | Operations Professional Examination | 31 July 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- Operations Professional Examination
Individual record
- Full name
- Shelley M Luks
- CRD
- 6004389
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Shelley Luks work?
Shelley Luks has been Vice President, Treasurer of Goldman Sachs Wealth Services, L.P. since January 2021, and is a control person of the firm.
Does Shelley Luks have a current investment-adviser registration?
Shelley Luks has a current broker registration and no current investment-adviser registration.
What exams has Shelley Luks passed?
Shelley Luks has passed 2 licensing exams: the Series 99 and Series 27. The earliest, the Series 99, was passed in July 2012. FINRA credited Shelley Luks with the SIE, which began in October 2018.