Career
Sarah Feith has been Vice President, Chief Compliance Officer of Goldman Sachs Wealth Services since January 2026. Sarah Feith is a control person of the firm and directly owns under 5% of it.
Goldman Sachs Wealth Services, L.P. is a Cohoes, NY firm with $31.7B under management, 117,699 clients and 1,134 advisers across 24 offices, as of its June 2026 filing.
No adviser firm registrations are on Sarah Feith’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 12 March 2020 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 18 February 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 2020 |
| Series 7TO | General Securities Representative Examination | 8 January 2020 |
| SIE | Securities Industry Essentials Examination | 2 December 2019 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Sarah Morgan Feith
- CRD
- 7194514
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Sarah Feith work?
Sarah Feith has been Vice President, Chief Compliance Officer of Goldman Sachs Wealth Services, L.P. since January 2026, and is a control person of the firm.
Does Sarah Feith have a current investment-adviser registration?
Sarah Feith has a current broker registration and no current investment-adviser registration.
What exams has Sarah Feith passed?
Sarah Feith has passed 5 licensing exams: the SIE, Series 7TO, Series 63, Series 10 and Series 9. The earliest, the SIE, was passed in December 2019.