Career
Jason Shepard has been Vice President, Secretary of Goldman Sachs Wealth Services since June 2024. Jason Shepard is a control person of the firm and directly owns under 5% of it.
Goldman Sachs Wealth Services, L.P. is a Cohoes, NY firm with $31.7B under management, 117,699 clients and 1,134 advisers across 24 offices, as of its June 2026 filing.
- United Capital Financial Advisors– · 1 yearCohoes, NY · Adviser representative · Firm CRD 134600
- – present · 5 yearsCohoes, NY · Adviser representative · Firm CRD 106693
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| New York | Approved | 11 July 2021 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 13 July 2012 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 18 May 2012 |
| Series 66 | Uniform Combined State Law Examination | 30 June 2006 |
| Series 7 | General Securities Representative Examination | 22 May 2006 |
| Series 11 | Assistant Representative-Order Processing Qualification Exam | 5 August 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Assistant Representative-Order Processing Qualification Exam
Individual record
- Full name
- Jason Patrick Shepard
- CRD
- 4771759
- Office
- 100 COLISEUM DRIVE, Cohoes, NY 12047
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Jason Shepard work?
Jason Shepard has been Vice President, Secretary of Goldman Sachs Wealth Services, L.P. since June 2024, and is a control person of the firm.
Is Jason Shepard a financial advisor?
Yes. Jason Shepard has a current investment-adviser registration in New York, through Goldman Sachs Wealth Services since July 2021.
How many years of experience does Jason Shepard have?
Jason Shepard has 21 years in the financial industry, since August 2005, across 2 adviser firms.
What exams has Jason Shepard passed?
Jason Shepard has passed 5 licensing exams: the Series 11, Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 11, was passed in August 2005. FINRA credited Jason Shepard with the SIE, which began in October 2018.
Where is Jason Shepard based?
Jason Shepard’s registered office is in Cohoes, NY.