Shabana Nathoo has been Principal/Wealth Management Advisor/Member of Navigo Wealth Management since May 2017, is a control person of the firm and directly owns between 10% and 25% of it. Shabana Nathoo holds a Bachelor of Business in Finance and Marketing from the University of Houston.
Navigo Wealth Management, LLC is a firm with $130M under management, 155 clients and 6 advisers across 6 offices, as of its April 2026 filing.
Shabana Nathoo is Principal of Navigo Wealth Management and has been with the firm since 2017. She has helped clients with financial planning and investment goals for over 18 years, previously working at Scottrade and Wells Fargo. She works with family law attorneys and individuals going through the divorce process, and teaches at Rice University through the CFP program.
Shabana Nathoo’s longest registration is the current one, 9 years at Navigo Wealth Management since 2017. Before joining Navigo Wealth Management in 2017, Shabana Nathoo was registered through Ameriprise Financial Services, Inc. and Wells Fargo Advisors, LLC.
- Ameriprise Financial Services, Inc.– · under a yearSugar Land, TX · Adviser representative · Firm CRD 6363
- Wells Fargo Advisors, LLC– · 1 yearHouston, TX · Adviser representative · Firm CRD 19616
- Wells Fargo Investments, LLC– · 5 yearsHouston, TX · Adviser representative · Firm CRD 10582
Professional designations
Listed by Navigo Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Divorce Financial Analyst (CDFA®)
Investment adviser representative registrations
Shabana Nathoo is registered as an investment adviser representative in Texas, since May 2017.
- TexasSince 9 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 May 2017 |
| Series 66 | Uniform Combined State Law Examination | 17 December 2004 |
| Series 7 | General Securities Representative Examination | 28 September 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shabana Mansur Nathoo
- CRD
- 4717304
- Firm
- Navigo Wealth Management · CRD 146265
- Role
- Principal/Wealth Management Advisor/Member
- Registration
- Investment adviser registration
- In the industry since
- March 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navigowealth.com
Where does Shabana Nathoo work?
Shabana Nathoo has been Principal/Wealth Management Advisor/Member of Navigo Wealth Management, LLC since May 2017, and is a control person of the firm.
Is Shabana Nathoo a financial advisor?
Yes. Shabana Nathoo has a current investment-adviser registration in Texas, through Navigo Wealth Management since May 2017.
How many years of experience does Shabana Nathoo have?
Shabana Nathoo has 16 years in the financial industry, since March 2010, across 4 adviser firms.
What exams has Shabana Nathoo passed?
Shabana Nathoo has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in September 2004.
Where did Shabana Nathoo work before Navigo Wealth Management?
Before Navigo Wealth Management, Shabana Nathoo was registered through Ameriprise Financial Services, Inc., April 2014 to May 2014; Wells Fargo Advisors, LLC, January 2011 to January 2012; Wells Fargo Investments, LLC, January 2005 to January 2011.
Is Shabana Nathoo registered with FINRA?
No. Shabana Nathoo has no current broker registration.
Is Shabana Nathoo a CFP?
Navigo Wealth Management lists Shabana Nathoo with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Shabana Nathoo, CFP®, CDFA® biography, navigowealth.com
How can I verify Shabana Nathoo’s record?
Search CRD 4717304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shabana Nathoo’s full registration record.
