Mark Cawyer has been Managing Principal/Managing Member/Chief Compliance Officer of Navigo Wealth Management since February 2008, is a control person of the firm and directly owns between 25% and 50% of it. Mark Cawyer holds a BBA in Accounting from Abilene Christian University and an MBA from the University of Texas at Austin.
Navigo Wealth Management, LLC is a firm with $130M under management, 155 clients and 6 advisers across 6 offices, as of its April 2026 filing.
Mark Cawyer is Managing Principal and Portfolio Manager of Navigo Wealth Management, and a Wealth Management Advisor. He has more than 24 years of investment management and financial planning experience. He started Navigo Wealth Management in 2008 and launched the CC Alpha alternative strategy in May 2014, which he manages as a Separately Managed Account for institutions.
Mark Cawyer’s longest registration is the current one, 18 years at Navigo Wealth Management since 2008. Before joining Navigo Wealth Management in 2008, Mark Cawyer was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 18 yearsNorth Richland Hills, TX · Adviser representative · Firm CRD 146265
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsSugarland, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Mark Cawyer is registered as an investment adviser representative in 2 states. The first approvals date from March 2008; the most recent is Louisiana, in June 2019.
- LouisianaSince 24 June 2019
- TexasSince 5 March 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 17 December 2004 |
| Series 7 | General Securities Representative Examination | 14 June 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 April 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2002 |
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Mark Lee Cawyer
- CRD
- 4568156
- Firm
- Navigo Wealth Management · CRD 146265
- Role
- Managing Principal/Managing Member/Chief Compliance Officer
- Office
- North Richland Hills, TX
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navigowealth.com
Where does Mark Cawyer work?
Mark Cawyer has been Managing Principal/Managing Member/Chief Compliance Officer of Navigo Wealth Management, LLC since February 2008, and is a control person of the firm.
Is Mark Cawyer a financial advisor?
Yes. Mark Cawyer has a current investment-adviser registration in Louisiana and Texas, through Navigo Wealth Management since March 2008.
How many years of experience does Mark Cawyer have?
Mark Cawyer has 22 years in the financial industry, since June 2004, across 2 adviser firms.
What exams has Mark Cawyer passed?
Mark Cawyer has passed 4 licensing exams: the Series 65, Series 63, Series 7 and Series 31. The earliest, the Series 65, was passed in August 2002.
Where did Mark Cawyer work before Navigo Wealth Management?
Before Navigo Wealth Management, Mark Cawyer was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, March 2004 to December 2007.
Where is Mark Cawyer based?
Mark Cawyer’s registered office is in North Richland Hills, TX.
Is Mark Cawyer registered with FINRA?
No. Mark Cawyer has no current broker registration.
How can I verify Mark Cawyer’s record?
Search CRD 4568156 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Cawyer’s full registration record.
