Rory Robertson has been Wealth Management Advisor/Member of Navigo Wealth Management since January 2012, is a control person of the firm and directly owns between 5% and 10% of it. Rory Robertson holds a BBA from Sam Houston State University.
Navigo Wealth Management, LLC is a firm with $130M under management, 155 clients and 6 advisers across 6 offices, as of its April 2026 filing.
Rory Robertson is Wealth Management Advisor of Navigo Wealth Management and has been a Financial Advisor since 2000. He worked 11 years for Merrill Lynch in the Houston and Sugar Land offices and joined Navigo in the fall of 2011. He works with international families who want to maintain investment accounts in the U.S. and with U.S. citizens living abroad.
Rory Robertson’s longest registration is the current one, 15 years at Navigo Wealth Management since 2011. Before joining Navigo Wealth Management in 2011, Rory Robertson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 15 yearsKaty, TX · Adviser representative · Firm CRD 146265
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 9 yearsSugar Land, TX · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Rory Robertson is registered as an investment adviser representative in Texas, since July 2011.
- TexasSince 25 July 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 June 2002 |
| Series 7 | General Securities Representative Examination | 8 April 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rory Axel Robertson
- CRD
- 4449679
- Firm
- Navigo Wealth Management · CRD 146265
- Role
- Wealth Management Advisor/Member
- Office
- Katy, TX
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- navigowealth.com
Where does Rory Robertson work?
Rory Robertson has been Wealth Management Advisor/Member of Navigo Wealth Management, LLC since January 2012, and is a control person of the firm.
Is Rory Robertson a financial advisor?
Yes. Rory Robertson has a current investment-adviser registration in Texas, through Navigo Wealth Management since July 2011.
How many years of experience does Rory Robertson have?
Rory Robertson has 24 years in the financial industry, since June 2002, across 2 adviser firms.
What exams has Rory Robertson passed?
Rory Robertson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2002.
Where is Rory Robertson based?
Rory Robertson’s registered office is in Katy, TX.
Is Rory Robertson registered with FINRA?
No. Rory Robertson has no current broker registration.
How can I verify Rory Robertson’s record?
Search CRD 4449679 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rory Robertson’s full registration record.
