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Sean Duffy

Director at Conrad Siegel Investment Advisors

Investment adviser registrationHarrisburg, PASEC record checked 18 October 2026

8
Years in the industry
8
Years at the firm
1
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Sean Duffy is Director of Conrad Siegel Investment Advisors, Inc., a Harrisburg investment adviser managing $12.1B. Sean Duffy has been registered through Conrad Siegel Investment Advisors since 25 October 2017, has 8 years in the industry across 1 firm and has passed the Series 65.

Role at Conrad Siegel Investment Advisors

Title on Schedule A
Director
Control
Sean Duffy is a control person of Conrad Siegel Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Sean Duffy has held the filed role since July 2025.

The firm

Conrad Siegel Investment Advisors, Inc.
Harrisburg, PA

Form ADV filed 4 September 2026

$12.1B AUM570 clients23 advisers3 offices

Career on record

Sean Duffy has been registered through Conrad Siegel Investment Advisors since October 2017.

Firms and exams, newest first
  1. Conrad Siegel Investment AdvisorsCurrent
    – present · 9 years
    Harrisburg, PA · Adviser representative · Firm CRD 123560
  2. Passed Series 65 · 2017

Registrations and exams

Sean Duffy has a current investment-adviser registration in Pennsylvania and has passed 1 qualifying exam.

Pennsylvania25 October 2017
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6525 October 2017
Name
Uniform Investment Adviser Law Examination

Individual record

Full name
Sean Michael Duffy
CRD
6067571
Firm
Conrad Siegel Investment Advisors, Inc.
Registration status
Investment adviser registration
Office
501 CORPORATE CIRCLE, Harrisburg, PA 17110
Firm bio
conradsiegel.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Conrad Siegel identifies Sean Duffy as a partner and investment and fiduciary consultant; his profile lists a BS in Finance from Bloomsburg University. Conrad Siegel official biography

Education

Common questions

Where does Sean Duffy work?

Sean Duffy has been Director of Conrad Siegel Investment Advisors, Inc. since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 September 2026

Is Sean Duffy a financial advisor?

Yes. Sean Duffy has a current investment-adviser registration in Pennsylvania, through Conrad Siegel Investment Advisors since October 2017, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Sean Duffy have?

Sean Duffy has worked in the financial industry for 8 years as of 18 October 2026, counted from 24 October 2017, across 1 adviser firm.

Source: IAPD individual record, checked 18 October 2026

What exams has Sean Duffy passed?

Sean Duffy passed the Series 65 in October 2017.

Source: IAPD individual record, checked 18 October 2026

Where is Sean Duffy based?

Sean Duffy’s registered office is in Harrisburg, PA.

Source: IAPD individual record, checked 18 October 2026

Leadership at Conrad Siegel Investment Advisors

Sources

  1. IAPD individual record, CRD 6067571. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Conrad Siegel Investment Advisors, Inc., filed 4 September 2026. Title, control and ownership bands.
  3. Conrad Siegel Investment Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Sean Duffy or Conrad Siegel Investment Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.