Niva WealthLet’s talk

Catherine Azeles

Director at Conrad Siegel Investment Advisors

Investment adviser registrationHarrisburg, PASEC record checked 18 October 2026

19
Years in the industry
8
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 18 October 2026SEC record

Catherine Azeles is Director of Conrad Siegel Investment Advisors, Inc., a Harrisburg investment adviser managing $12.1B. Catherine Azeles has been registered through Conrad Siegel Investment Advisors since 20 March 2018, has 19 years in the industry across 4 firms and has passed 5 licensing exams.

Role at Conrad Siegel Investment Advisors

Title on Schedule A
Director
Control
Catherine Azeles is a control person of Conrad Siegel Investment Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Catherine Azeles has held the filed role since July 2023.

The firm

Conrad Siegel Investment Advisors, Inc.
Harrisburg, PA

Form ADV filed 4 September 2026

$12.1B AUM570 clients23 advisers3 offices

Career on record

Catherine Azeles has been registered through Conrad Siegel Investment Advisors since March 2018, and before that through Bb&t Securities, LLC, Bb&t Investment Services, Inc. and Pnc Investments.

Firms and exams, newest first
  1. Conrad Siegel Investment AdvisorsCurrent
    – present · 9 years
    Harrisburg, PA · Adviser representative · Firm CRD 123560
  2. Passed SIE · 2018
  3. Bb&t Securities, LLC
    – · under a year
    Camp Hill, PA · Adviser representative · Firm CRD 142785
  4. Bb&t Investment Services, Inc.
    – · 2 years
    Camp Hill, PA · Adviser representative · Firm CRD 33856
  5. Pnc Investments
    – · 3 years
    Camp Hill, PA · Adviser representative · Firm CRD 129052
  6. Passed Series 7 and Series 65 · 2012
  7. Passed Series 6 and Series 63 · 2006

Registrations and exams

Catherine Azeles has a current investment-adviser registration in Pennsylvania and has passed 5 qualifying exams.

Pennsylvania20 March 2018
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6520 September 2012
Name
Uniform Investment Adviser Law Examination
Series 6323 June 2006
Name
Uniform Securities Agent State Law Examination
SIE6 March 2018
Name
Securities Industry Essentials Examination
Series 712 April 2012
Name
General Securities Representative Examination
Series 615 June 2006
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Catherine Loretta Azeles
CRD
5147682
Firm
Conrad Siegel Investment Advisors, Inc.
Registration status
Investment adviser registration
Office
501 CORPORATE CIRCLE, Harrisburg, PA 17110
Firm bio
conradsiegel.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Conrad Siegel lists Catherine Azeles among its partners and consultants. Official firm biography

Common questions

Where does Catherine Azeles work?

Catherine Azeles has been Director of Conrad Siegel Investment Advisors, Inc. since July 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 September 2026

Is Catherine Azeles a financial advisor?

Yes. Catherine Azeles has a current investment-adviser registration in Pennsylvania, through Conrad Siegel Investment Advisors since March 2018, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Catherine Azeles have?

Catherine Azeles has worked in the financial industry for 19 years as of 18 October 2026, counted from 3 November 2006, across 4 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Catherine Azeles passed?

Catherine Azeles has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and SIE. The earliest, the Series 6, was passed in June 2006.

Source: IAPD individual record, checked 18 October 2026

Where did Catherine Azeles work before Conrad Siegel Investment Advisors?

Before Conrad Siegel Investment Advisors, Catherine Azeles was registered through Bb&t Securities, LLC, January 2018 to March 2018; Bb&t Investment Services, Inc., January 2016 to January 2018; Pnc Investments, September 2012 to February 2016.

Source: IAPD individual record, checked 18 October 2026

Where is Catherine Azeles based?

Catherine Azeles’ registered office is in Harrisburg, PA.

Source: IAPD individual record, checked 18 October 2026

Leadership at Conrad Siegel Investment Advisors

Sources

  1. IAPD individual record, CRD 5147682. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Conrad Siegel Investment Advisors, Inc., filed 4 September 2026. Title, control and ownership bands.
  3. Conrad Siegel Investment Advisors team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Catherine Azeles or Conrad Siegel Investment Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.