Scott Peters has been an investment adviser representative at Gordian Wealth Advisors since January 2016, and is not listed among the firm’s executive officers or direct owners.
Gordian Wealth Advisors, LLC is a Mill Valley, CA firm with $489M under management, 114 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Scott Peters’ longest registration is the current one, 10 years at Gordian Wealth Advisors since 2016. Before joining Gordian Wealth Advisors in 2016, Scott Peters was registered through Sanctuary Wealth Advisors LLC and Tradewinds Financial Corporation.
- Gordian Wealth Advisors, LLCCurrent– present · 10 yearsMill Valley, CA · Adviser representative · Firm CRD 281775
- Sanctuary Wealth Advisors LLC– · under a yearMill Valley, CA · Adviser representative · Firm CRD 150212
- Tradewinds Financial Corporation– · 8 yearsMill Valley, CA · Adviser representative · Firm CRD 123686
Investment adviser representative registrations
Scott Peters is registered as an investment adviser representative in California, since January 2016.
- CaliforniaSince 15 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 October 2015 |
| Series 7 | General Securities Representative Examination | 2 October 2015 |
| Series 55 | Limited Representative-Equity Trader Exam | 2 December 2000 |
| Series 24 | General Securities Principal Examination | 4 December 1995 |
| Series 15 | Foreign Currency Options Examination | 2 January 1986 |
| Series 5 | Interest Rate Options Examination | 2 January 1986 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1985 |
| Series 3 | National Commodity Futures Examination | 28 October 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Principal Examination
- Name
- Foreign Currency Options Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Full name
- Scott Philip Peters
- CRD
- 1414526
- Firm
- Gordian Wealth Advisors · CRD 281775
- Office
- 100 B SHORELINE HWY, SUITE 302, Mill Valley, CA 94941
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott Peters work?
Scott Peters is an investment adviser representative registered through Gordian Wealth Advisors, LLC since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Scott Peters a financial advisor?
Yes. Scott Peters has a current investment-adviser registration in California, through Gordian Wealth Advisors since January 2016.
How many years of experience does Scott Peters have?
Scott Peters has 30 years in the financial industry, since December 1995, across 3 adviser firms.
What exams has Scott Peters passed?
Scott Peters has passed 8 licensing exams: the Series 3, Series 63, Series 15, Series 5, Series 24, Series 55, Series 7 and Series 66. The earliest, the Series 3, was passed in October 1985. FINRA credited Scott Peters with the SIE, which began in October 2018.
Where did Scott Peters work before Gordian Wealth Advisors?
Before Gordian Wealth Advisors, Scott Peters was registered through Sanctuary Wealth Advisors LLC, October 2015 to December 2015; Tradewinds Financial Corporation, July 1997 to February 2006.
Where is Scott Peters based?
Scott Peters’ registered office is in Mill Valley, CA.
Is Scott Peters registered with FINRA?
Yes. Scott Peters has a current broker registration, under CRD 1414526.
Source: FINRA BrokerCheck
How can I verify Scott Peters’ record?
Search CRD 1414526 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Peters’ full registration record.