Elliott Elbaz has been Managing Member, Chief Compliance Officer of Gordian Wealth Advisors since December 2011, is a control person of the firm and directly owns between 50% and 75% of it.
Gordian Wealth Advisors, LLC is a Mill Valley, CA firm with $489M under management, 114 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Elliott Elbaz’s longest registration is the current one, 10 years at Gordian Wealth Advisors since 2015. Before joining Gordian Wealth Advisors in 2015, Elliott Elbaz was registered through Gordian Capital Management, LLC and Sanctuary Wealth Advisors LLC.
- Gordian Wealth Advisors, LLCCurrent– present · 10 yearsMill Valley, CA · Adviser representative · Firm CRD 281775
- Gordian Capital Management, LLC– · 2 yearsMill Valley, CA · Adviser representative · Firm CRD 160508
- Sanctuary Wealth Advisors LLC– · 4 yearsMill Valley, CA · Adviser representative · Firm CRD 150212
Investment adviser representative registrations
Elliott Elbaz is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2015; the most recent is Texas, in September 2018.
- CaliforniaSince 2 December 2015
- TexasResidentSince 12 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 April 1997 |
| Series 7 | General Securities Representative Examination | 24 February 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elliott Samuel Elbaz
- CRD
- 2839674
- Firm
- Gordian Wealth Advisors · CRD 281775
- Role
- Managing Member, Chief Compliance Officer
- Office
- 100 B SHORELINE HWY, SUITE 302, Mill Valley, CA 94941
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Elliott Elbaz work?
Elliott Elbaz has been Managing Member, Chief Compliance Officer of Gordian Wealth Advisors, LLC since December 2011, and is a control person of the firm.
Is Elliott Elbaz a financial advisor?
Yes. Elliott Elbaz has a current investment-adviser registration in California and Texas, through Gordian Wealth Advisors since December 2015.
How many years of experience does Elliott Elbaz have?
Elliott Elbaz has 29 years in the financial industry, since April 1997, across 3 adviser firms.
What exams has Elliott Elbaz passed?
Elliott Elbaz has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in February 1997. FINRA credited Elliott Elbaz with the SIE, which began in October 2018.
Where did Elliott Elbaz work before Gordian Wealth Advisors?
Before Gordian Wealth Advisors, Elliott Elbaz was registered through Gordian Capital Management, LLC, June 2012 to January 2015.
Where is Elliott Elbaz based?
Elliott Elbaz’s registered office is in Mill Valley, CA.
Is Elliott Elbaz registered with FINRA?
Yes. Elliott Elbaz has a current broker registration, under CRD 2839674.
Source: FINRA BrokerCheck
How can I verify Elliott Elbaz’s record?
Search CRD 2839674 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Elliott Elbaz’s full registration record.