Michael Phippen has been Managing Member of Gordian Wealth Advisors since December 2011, is a control person of the firm and directly owns between 25% and 50% of it.
Gordian Wealth Advisors, LLC is a Mill Valley, CA firm with $489M under management, 114 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Michael Phippen’s longest registration is the current one, 10 years at Gordian Wealth Advisors since 2015. Before joining Gordian Wealth Advisors in 2015, Michael Phippen was registered through Gordian Capital Management, LLC and Sanctuary Wealth Advisors LLC.
- Gordian Wealth Advisors, LLCCurrent– present · 10 yearsMill Valley, CA · Adviser representative · Firm CRD 281775
- Gordian Capital Management, LLC– · 2 yearsMill Valley, CA · Adviser representative · Firm CRD 160508
- Sanctuary Wealth Advisors LLC– · 3 yearsOrinda, CA · Adviser representative · Firm CRD 150212
Investment adviser representative registrations
Michael Phippen is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2015; the most recent is Texas, in September 2018.
- CaliforniaSince 2 December 2015
- TexasResidentSince 12 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 May 2012 |
| Series 7 | General Securities Representative Examination | 16 April 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 April 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Allen Phippen
- CRD
- 3020686
- Firm
- Gordian Wealth Advisors · CRD 281775
- Role
- Managing Member
- Office
- 100 B SHORELINE HWY, SUITE 302, Mill Valley, CA 94941
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Phippen work?
Michael Phippen has been Managing Member of Gordian Wealth Advisors, LLC since December 2011, and is a control person of the firm.
Is Michael Phippen a financial advisor?
Yes. Michael Phippen has a current investment-adviser registration in California and Texas, through Gordian Wealth Advisors since December 2015.
How many years of experience does Michael Phippen have?
Michael Phippen has 18 years in the financial industry, since February 2008, across 3 adviser firms.
What exams has Michael Phippen passed?
Michael Phippen has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in April 2002. FINRA credited Michael Phippen with the SIE, which began in October 2018.
Where did Michael Phippen work before Gordian Wealth Advisors?
Before Gordian Wealth Advisors, Michael Phippen was registered through Gordian Capital Management, LLC, June 2012 to January 2015.
Where is Michael Phippen based?
Michael Phippen’s registered office is in Mill Valley, CA.
Is Michael Phippen registered with FINRA?
Yes. Michael Phippen has a current broker registration, under CRD 3020686.
Source: FINRA BrokerCheck
How can I verify Michael Phippen’s record?
Search CRD 3020686 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Phippen’s full registration record.