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Scott Marek

Investment adviser representative at Maia Wealth in Denver, CO

Investment adviser registrationUpdated

Scott Marek is an investment adviser representative at Maia Wealth, LLC, an investment adviser managing $973M, and works from its Denver, CO office. Scott Marek has been registered through Maia Wealth since 5 April 2018, has 13 years in the industry across 4 firms and has passed the Series 7 and Series 66.

13
Years in industry
8
Years at firm
4
Adviser firms
3
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Scott Marek has been an investment adviser representative at Maia Wealth since April 2018, and is not listed among the firm’s executive officers or direct owners.

Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.

Scott Marek’s longest registration is the current one, 8 years at Maia Wealth since 2018. Before joining Maia Wealth in 2018, Scott Marek was registered through MML Investors Services, LLC and Northwestern Mutual Investment Services,llc.

  1. Simplicity WealthAlso current
    – present · under a year
    Denver, CO · Adviser representative · Firm CRD 300572
  2. – present · 8 years
    Denver, CO · Adviser representative · Firm CRD 292817
  3. MML Investors Services, LLC
    – · 3 years
    Denver, CO · Adviser representative · Firm CRD 10409
  4. Northwestern Mutual Investment Services,llc
    – · 1 year
    Colorado SPGS, CO · Adviser representative · Firm CRD 2881

Credentials and registrations

Investment adviser representative registrations

Scott Marek is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from April 2018; the most recent is Texas, in October 2026.

  • ColoradoSince 5 April 2018
  • TexasResidentSince 17 April 2018
  • TexasSince 2 October 2026

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6625 March 2013
Name
Uniform Combined State Law Examination
Series 711 March 2013
Name
General Securities Representative Examination

Key facts

Full name
Scott C Marek
CRD
6054867
Firm
Maia Wealth · CRD 292817
Office
1331 17TH STREET, SUITE 800, Denver, CO 80202
Registration
Investment adviser registration
In the industry since
April 2013
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Scott Marek work?

Scott Marek is an investment adviser representative registered through Maia Wealth, LLC since April 2018, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Scott Marek a financial advisor?

Yes. Scott Marek has a current investment-adviser registration in Colorado, Texas and Texas, through Maia Wealth since April 2018.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Scott Marek have?

Scott Marek has 13 years in the financial industry, since April 2013, across 4 adviser firms.

Source: IAPD individual record, checked 24 October 2026

What exams has Scott Marek passed?

Scott Marek has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2013. FINRA credited Scott Marek with the SIE, which began in October 2018.

Source: IAPD individual record, checked 24 October 2026

Where did Scott Marek work before Maia Wealth?

Before Maia Wealth, Scott Marek was registered through MML Investors Services, LLC, February 2015 to February 2018; Northwestern Mutual Investment Services,llc, March 2013 to February 2015.

Source: IAPD individual record, checked 24 October 2026

Where is Scott Marek based?

Scott Marek’s registered office is in Denver, CO.

Source: IAPD individual record, checked 24 October 2026

Is Scott Marek registered with FINRA?

No. Scott Marek has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Scott Marek’s record?

Search CRD 6054867 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Marek’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at Maia Wealth

Sources

  1. IAPD individual record, CRD 6054867, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Maia Wealth, LLC, filed 20 May 2026. Executive officers and direct owners; this person is not among them.