Scott Garrett has been an investment adviser representative at Maia Wealth since July 2025, and is not listed among the firm’s executive officers or direct owners.
Maia Wealth, LLC is a Denver, CO firm with $973M under management, 2,148 clients and 36 advisers across 9 offices, as of its May 2026 filing.
Scott Garrett’s longest registration is the current one, 1 year at Maia Wealth since 2025. Before joining Maia Wealth in 2025, Scott Garrett was registered through Waddell & Reed, Inc.
- Simplicity WealthAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 300572
- Waddell & Reed, Inc.– · 1 yearFT. Collins, CO · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Scott Garrett is registered as an investment adviser representative in 2 states. The first approvals date from July 2025; the most recent is Texas, in October 2026.
- ColoradoSince 10 July 2025
- TexasSince 2 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 2025 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 9 June 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 January 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott K Garrett
- CRD
- 5016549
- Firm
- Maia Wealth · CRD 292817
- Office
- 1331 17TH STREET, SUITE 800, Denver, CO 80202
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Garrett work?
Scott Garrett is an investment adviser representative registered through Maia Wealth, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Garrett a financial advisor?
Yes. Scott Garrett has a current investment-adviser registration in Colorado and Texas, through Maia Wealth since July 2025.
How many years of experience does Scott Garrett have?
Scott Garrett has 14 years in the financial industry, since March 2012, across 3 adviser firms.
What exams has Scott Garrett passed?
Scott Garrett has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in January 2006. FINRA credited Scott Garrett with the SIE, which began in October 2018.
Where did Scott Garrett work before Maia Wealth?
Before Maia Wealth, Scott Garrett was registered through Waddell & Reed, Inc., July 2006 to August 2007.
Where is Scott Garrett based?
Scott Garrett’s registered office is in Denver, CO.
Is Scott Garrett registered with FINRA?
No. Scott Garrett has no current broker registration.
How can I verify Scott Garrett’s record?
Search CRD 5016549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Garrett’s full registration record.