Career
Scott Coya has been Chief Compliance Officer of Hilltop Securities Asset Management since January 2022. Scott Coya is a control person of the firm and directly owns under 5% of it.
Hilltop Securities Asset Management, LLC is a Dallas, TX firm with $37.7B under management, 60 clients and 13 advisers across 4 offices, as of its March 2026 filing.
- Hilltop Securities Inc.Also current– present · 4 yearsDallas, TX · Adviser representative · Firm CRD 6220
- – present · 4 yearsDallas, TX · Adviser representative · Firm CRD 110760
- Momentum Independent Network Inc.Also current– present · 4 yearsDallas, TX · Adviser representative · Firm CRD 17587
- D.a. Davidson & Co.– · 2 yearsDallas, TX · Adviser representative · Firm CRD 199
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Texas | Approved | 12 January 2022 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 53 | Municipal Securities Principal Examination | 26 July 2019 |
| Series 50 | Municipal Advisor Representative Qualification Exam | 14 June 2019 |
| Series 66 | Uniform Combined State Law Examination | 24 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 November 2011 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 27 March 2006 |
| Series 7 | General Securities Representative Examination | 18 January 2001 |
- Name
- Compliance Officer Examination
- Name
- Municipal Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Municipal Securities Principal Examination
- Name
- Municipal Advisor Representative Qualification Exam
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Scott Andrew Coya
- CRD
- 2511281
- Office
- 717 N. HARWOOD STREET, SUITE 3400, Dallas, TX 75201
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Scott Coya work?
Scott Coya has been Chief Compliance Officer of Hilltop Securities Asset Management, LLC since January 2022, and is a control person of the firm.
Is Scott Coya a financial advisor?
Yes. Scott Coya has a current investment-adviser registration in Texas, through Hilltop Securities Asset Management since January 2022.
How many years of experience does Scott Coya have?
Scott Coya has 22 years in the financial industry, since September 2004, across 4 adviser firms.
What exams has Scott Coya passed?
Scott Coya has passed 9 licensing exams: the Series 7, Series 9, Series 24, Series 66, Series 50, Series 53, Series 14, Series 52TO and Series 79TO. The earliest, the Series 7, was passed in January 2001. FINRA credited Scott Coya with the SIE, which began in October 2018.
Where did Scott Coya work before Hilltop Securities Asset Management?
Before Hilltop Securities Asset Management, Scott Coya was registered through D.a. Davidson & Co., June 2019 to January 2022.
Where is Scott Coya based?
Scott Coya’s registered office is in Dallas, TX.
Leadership at Hilltop Securities Asset Management
- Mary Ann DundaPresident and Board Member
- Joseph Michael EdgeChief Financial Officer
- David MedanichBoard Manager
- Martin WingesChairman of the Board
- Martin WingesCEO
- Brian Lane WittnebenSecretary/General Counsel