Career
Martin Winges is Chairman of the Board and CEO of Hilltop Securities Asset Management. Martin Winges is a control person of the firm and directly owns under 5% of it.
Hilltop Securities Asset Management, LLC is a Dallas, TX firm with $37.7B under management, 60 clients and 13 advisers across 4 offices, as of its March 2026 filing.
No adviser firm registrations are on Martin Winges’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 7 January 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 October 2003 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 June 2003 |
| Series 24 | General Securities Principal Examination | 3 June 2003 |
| Series 27 | Financial and Operations Principal Examination | 16 February 1990 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 July 1989 |
| Series 7 | General Securities Representative Examination | 17 June 1989 |
| Series 3 | National Commodity Futures Examination | 22 May 1989 |
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
Individual record
- Full name
- Martin Bradley Winges
- CRD
- 1929509
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Martin Winges work?
Martin Winges is Chairman of the Board; CEO of Hilltop Securities Asset Management, LLC, and is a control person of the firm.
Does Martin Winges have a current investment-adviser registration?
Martin Winges has a current broker registration and no current investment-adviser registration.
What exams has Martin Winges passed?
Martin Winges has passed 11 licensing exams: the Series 3, Series 7, Series 63, Series 27, Series 24, Series 10, Series 9, Series 53, Series 57TO, Series 99TO and Series 52TO. The earliest, the Series 3, was passed in May 1989. FINRA credited Martin Winges with the SIE, which began in October 2018.
Leadership at Hilltop Securities Asset Management
- Mary Ann DundaPresident and Board Member
- Joseph Michael EdgeChief Financial Officer
- Scott CoyaChief Compliance Officer
- David MedanichBoard Manager
- Brian Lane WittnebenSecretary/General Counsel