Sandra Bublitz has been an investment adviser representative at Alliance Advisory & Securities since October 2001, and is not listed among the firm’s executive officers or direct owners.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
- – present · 25 yearsWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Sandra Bublitz is registered as an investment adviser representative in California, since October 2001.
- CaliforniaSince 4 October 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 22TO | Direct Participation Programs Representative Examination | 21 February 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 21 February 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 June 1998 |
| Series 22 | Direct Participation Programs Representative Examination | 11 March 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 February 1983 |
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sandra Louise Bublitz
- CRD
- 1088758
- Firm
- Alliance Advisory & Securities · CRD 18835
- Office
- 31248 E. OAK CREST DRIVE STE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- March 1983
- Disciplinary history
- Not yet shown here · SEC record
Where does Sandra Bublitz work?
Sandra Bublitz is an investment adviser representative registered through Alliance Advisory & Securities, LLC since October 2001, and is not listed among the firm’s executive officers or direct owners.
Is Sandra Bublitz a financial advisor?
Yes. Sandra Bublitz has a current investment-adviser registration in California, through Alliance Advisory & Securities since October 2001.
How many years of experience does Sandra Bublitz have?
Sandra Bublitz has 43 years in the financial industry, since March 1983, across 1 adviser firm.
What exams has Sandra Bublitz passed?
Sandra Bublitz has passed 5 licensing exams: the Series 6, Series 22, Series 65, Series 22TO and Series 6TO. The earliest, the Series 6, was passed in February 1983. FINRA credited Sandra Bublitz with the SIE, which began in October 2018.
Where is Sandra Bublitz based?
Sandra Bublitz’s registered office is in Westlake Village, CA.
Is Sandra Bublitz registered with FINRA?
No. Sandra Bublitz has no current broker registration.
How can I verify Sandra Bublitz’s record?
Search CRD 1088758 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sandra Bublitz’s full registration record.
