Randall Sanada has been President & Chief Executive Officer of Alliance Advisory & Securities since September 2022, is a control person of the firm and directly owns under 5% of it. Randall Sanada holds a BA in Business Administration from Biola University.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
Randy Sanada Jr. is Principal, President, & CEO of Alliance Entrust. Since 1994 he has served as Vice President of Alliance Financial Group, Inc., and as President of Alliance Advisory & Securities, LLC. He has assisted individuals and families with complex financial decisions.
- – present · 25 yearsWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Randall Sanada is registered as an investment adviser representative in 6 states. The first approvals date from October 2001; the most recent is Oregon, in December 2020.
- ArizonaSince 29 May 2007
- CaliforniaSince 4 October 2001
- IdahoSince 26 September 2020
- OregonSince 17 December 2020
- TexasSince 26 September 2020
- WashingtonSince 27 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 April 2001 |
| Series 7 | General Securities Representative Examination | 27 September 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 September 1996 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Randall Paul Sanada
- CRD
- 2785856
- Firm
- Alliance Advisory & Securities · CRD 18835
- Role
- President & Chief Executive Officer
- Office
- 31248 E. OAK CREST DRIVE STE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- September 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aewealth.com
Where does Randall Sanada work?
Randall Sanada has been President & Chief Executive Officer of Alliance Advisory & Securities, LLC since September 2022, and is a control person of the firm.
Is Randall Sanada a financial advisor?
Yes. Randall Sanada has a current investment-adviser registration in Arizona, California, Idaho, Oregon, Texas and Washington, through Alliance Advisory & Securities since October 2001.
How many years of experience does Randall Sanada have?
Randall Sanada has 30 years in the financial industry, since September 1996, across 1 adviser firm.
What exams has Randall Sanada passed?
Randall Sanada has passed 4 licensing exams: the Series 63, Series 7, Series 24 and Series 99TO. The earliest, the Series 63, was passed in September 1996. FINRA credited Randall Sanada with the SIE, which began in October 2018.
Where is Randall Sanada based?
Randall Sanada’s registered office is in Westlake Village, CA.
Is Randall Sanada registered with FINRA?
No. Randall Sanada has no current broker registration.
How can I verify Randall Sanada’s record?
Search CRD 2785856 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Randall Sanada’s full registration record.