Sean Sottile has been Vice President of Alliance Advisory & Securities since March 2025, is a control person of the firm and directly owns under 5% of it.
Alliance Advisory & Securities, LLC is a Westlake Village, CA firm with $687M under management, 675 clients and 14 advisers across 5 offices, as of its September 2026 filing.
- – present · 2 yearsWestlake Village, CA · Adviser representative · Firm CRD 18835
Investment adviser representative registrations
Sean Sottile is registered as an investment adviser representative in California, since August 2024.
- CaliforniaSince 13 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sean Nicholas Sottile
- CRD
- 7915212
- Firm
- Alliance Advisory & Securities · CRD 18835
- Role
- Vice President
- Office
- 31248 E. OAK CREST DRIVE STE 100, Westlake Village, CA 91361
- Registration
- Investment adviser registration
- In the industry since
- August 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean Sottile work?
Sean Sottile has been Vice President of Alliance Advisory & Securities, LLC since March 2025, and is a control person of the firm.
Is Sean Sottile a financial advisor?
Yes. Sean Sottile has a current investment-adviser registration in California, through Alliance Advisory & Securities since August 2024.
How many years of experience does Sean Sottile have?
Sean Sottile has 2 years in the financial industry, since August 2024, across 1 adviser firm.
What exams has Sean Sottile passed?
Sean Sottile passed the Series 65 in August 2024.
Where is Sean Sottile based?
Sean Sottile’s registered office is in Westlake Village, CA.
Is Sean Sottile registered with FINRA?
No. Sean Sottile has no current broker registration.
How can I verify Sean Sottile’s record?
Search CRD 7915212 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Sottile’s full registration record.
