Samuel Dobson has been Owner/Registered Advisor Representative of Dobson Asset Management - Northern California since April 2024, is not listed as a control person, but directly owns between 25% and 50% of the firm.
Dobson Asset Management - Northern California is a Petaluma, CA firm with $218M under management, 158 clients and 2 advisers in one office, as of its March 2026 filing.
- Dobson Asset ManagementCurrent– present · under a yearPetaluma, CA · Adviser representative · Firm CRD 112079
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 April 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Samuel Riley Dobson
- CRD
- 6924250
- Firm
- Dobson Asset Management - Northern California · CRD 112079
- Role
- Owner/Registered Advisor Representative
- Office
- 7 FOURTH STREET, SUITE 25, Petaluma, CA 94952
- Registration
- Investment adviser registration
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Dobson work?
Samuel Dobson has been Owner/Registered Advisor Representative of Dobson Asset Management - Northern California since April 2024.
Is Samuel Dobson a financial advisor?
Yes. Samuel Dobson has a current investment-adviser registration, through Dobson Asset Management - Northern California since April 2026.
How many years of experience does Samuel Dobson have?
Samuel Dobson has 7 years in the financial industry, since August 2019, across 1 adviser firm.
What exams has Samuel Dobson passed?
Samuel Dobson passed the Series 65 in April 2019.
Where is Samuel Dobson based?
Samuel Dobson’s registered office is in Petaluma, CA.
Is Samuel Dobson registered with FINRA?
No. Samuel Dobson has no current broker registration.
How can I verify Samuel Dobson’s record?
Search CRD 6924250 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Dobson’s full registration record.