Christopher Dobson has been Owner/Financial Advisor/Chief Compliance Officer of Dobson Asset Management - Northern California since February 1994, is a control person of the firm and directly owns between 25% and 50% of it.
Dobson Asset Management - Northern California is a Petaluma, CA firm with $218M under management, 158 clients and 2 advisers in one office, as of its March 2026 filing.
- Dobson Asset ManagementCurrent– present · under a yearPetaluma, CA · Adviser representative · Firm CRD 112079
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 6 January 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 October 1989 |
| Series 7 | General Securities Representative Examination | 15 February 1986 |
| Series 22 | Direct Participation Programs Representative Examination | 2 April 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 June 1981 |
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Christopher Martin Dobson
- CRD
- 735087
- Firm
- Dobson Asset Management - Northern California · CRD 112079
- Role
- Owner/Financial Advisor/Chief Compliance Officer
- Office
- 7 FOURTH STREET, SUITE 25, Petaluma, CA 94952
- Registration
- Investment adviser registration
- In the industry since
- October 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Dobson work?
Christopher Dobson has been Owner/Financial Advisor/Chief Compliance Officer of Dobson Asset Management - Northern California since February 1994, and is a control person of the firm.
Is Christopher Dobson a financial advisor?
Yes. Christopher Dobson has a current investment-adviser registration, through Dobson Asset Management - Northern California since April 2026.
How many years of experience does Christopher Dobson have?
Christopher Dobson has 29 years in the financial industry, since October 1996, across 1 adviser firm.
What exams has Christopher Dobson passed?
Christopher Dobson has passed 5 licensing exams: the Series 6, Series 22, Series 7, Series 63 and Series 24. The earliest, the Series 6, was passed in June 1981.
Where is Christopher Dobson based?
Christopher Dobson’s registered office is in Petaluma, CA.
Is Christopher Dobson registered with FINRA?
No. Christopher Dobson has no current broker registration.
How can I verify Christopher Dobson’s record?
Search CRD 735087 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Dobson’s full registration record.