Career
Salima Vahabzadeh has been Chief Financial Officer of Allen Investment Management since February 2020. Salima Vahabzadeh is a control person of the firm and directly owns under 5% of it.
Allen Investment Management, LLC is a New York, NY firm with $16.9B under management, 144 clients and 12 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Salima Vahabzadeh’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 18 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 29 November 2006 |
| Series 7 | General Securities Representative Examination | 8 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 July 1998 |
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Financial and Operations Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Salima Vahabzadeh
- CRD
- 3093372
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Salima Vahabzadeh work?
Salima Vahabzadeh has been Chief Financial Officer of Allen Investment Management, LLC since February 2020, and is a control person of the firm.
Does Salima Vahabzadeh have a current investment-adviser registration?
Salima Vahabzadeh has a current broker registration and no current investment-adviser registration.
What exams has Salima Vahabzadeh passed?
Salima Vahabzadeh has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 27, Series 99TO and Series 79TO. The earliest, the Series 63, was passed in July 1998. FINRA credited Salima Vahabzadeh with the SIE, which began in October 2018.