Career
Peter Diiorio has been General Counsel of Allen Investment Management since March 2007. Peter Diiorio is a control person of the firm and directly owns under 5% of it.
Allen Investment Management, LLC is a New York, NY firm with $16.9B under management, 144 clients and 12 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Peter Diiorio’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 4 February 2008 |
| Series 7 | General Securities Representative Examination | 7 August 2007 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Peter Diiorio
- CRD
- 5309583
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Peter Diiorio work?
Peter Diiorio has been General Counsel of Allen Investment Management, LLC since March 2007, and is a control person of the firm.
Does Peter Diiorio have a current investment-adviser registration?
Peter Diiorio has a current broker registration and no current investment-adviser registration.
What exams has Peter Diiorio passed?
Peter Diiorio has passed 5 licensing exams: the Series 7, Series 24, Series 14, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in August 2007. FINRA credited Peter Diiorio with the SIE, which began in October 2018.