Skip to content

Jodi Golinsky

Chief Compliance Officer at Allen Investment Management

Broker registration; no current adviser registration

Jodi Golinsky is Chief Compliance Officer of Allen Investment Management, LLC, a New York investment adviser managing $16.9B. Jodi Golinsky has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO, Series 24 and Series 14.

4
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

Jodi Golinsky has been Chief Compliance Officer of Allen Investment Management since January 2024. Jodi Golinsky is a control person of the firm and directly owns under 5% of it.

Allen Investment Management, LLC is a New York, NY firm with $16.9B under management, 144 clients and 12 advisers in one office, as of its March 2026 filing.

No adviser firm registrations are on Jodi Golinsky’s record.

Credentials and registrations

Examinations

Series 145 March 2026
Name
Compliance Officer Examination
Series 2416 October 2023
Name
General Securities Principal Examination
Series 7TO7 April 2023
Name
General Securities Representative Examination
SIE27 January 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Jodi Golinsky
CRD
7671190

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Jodi Golinsky work?

Jodi Golinsky has been Chief Compliance Officer of Allen Investment Management, LLC since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Does Jodi Golinsky have a current investment-adviser registration?

Jodi Golinsky has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has Jodi Golinsky passed?

Jodi Golinsky has passed 4 licensing exams: the SIE, Series 7TO, Series 24 and Series 14. The earliest, the SIE, was passed in January 2023.

Source: IAPD individual record, checked 18 October 2026

Leadership at Allen Investment Management

Sources

  1. IAPD individual record, CRD 7671190. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Allen Investment Management, LLC, filed 30 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction