Ryan Berkowitz has been an investment adviser representative at Gilbert Greg RIA since September 2026, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Ryan Berkowitz’s longest registration was 2 years at Forthright Capital (2024–2026). Before joining Gilbert Greg RIA in 2026, Ryan Berkowitz was registered through Forthright Capital and Secure Investment Management, LLC.
- – present · under a yearCathedral City, CA · Adviser representative · Firm CRD 304981
- Forthright Capital– · 2 yearsCathedral City, CA · Adviser representative · Firm CRD 323596
- Secure Investment Management, LLC– · under a yearCathedral City, CA · Adviser representative · Firm CRD 141195
- MML Investors Services, LLC– · under a yearPalm Springs, CA · Adviser representative · Firm CRD 10409
- Southport Capital– · 1 yearVisalia, CA · Adviser representative · Firm CRD 113364
Investment adviser representative registrations
Ryan Berkowitz is registered as an investment adviser representative in California, since September 2026.
- CaliforniaSince 21 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2023 |
| Series 7TO | General Securities Representative Examination | 24 January 2023 |
| SIE | Securities Industry Essentials Examination | 14 December 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 December 2020 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 August 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 August 2011 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ryan Andrew Berkowitz
- CRD
- 5909391
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- Cathedral City, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Ryan Berkowitz work?
Ryan Berkowitz is an investment adviser representative registered through Gilbert Greg RIA, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Ryan Berkowitz a financial advisor?
Yes. Ryan Berkowitz has a current investment-adviser registration in California, through Gilbert Greg RIA since September 2026.
How many years of experience does Ryan Berkowitz have?
Ryan Berkowitz has 9 years in the financial industry, since May 2017, across 5 adviser firms.
What exams has Ryan Berkowitz passed?
Ryan Berkowitz has passed 6 licensing exams: the Series 6, Series 26, Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 6, was passed in August 2011.
Where did Ryan Berkowitz work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Ryan Berkowitz was registered through Secure Investment Management, LLC, November 2023 to July 2024; MML Investors Services, LLC, February 2023 to October 2023; Southport Capital, January 2021 to May 2022.
Where is Ryan Berkowitz based?
Ryan Berkowitz’s registered office is in Cathedral City, CA.
Is Ryan Berkowitz registered with FINRA?
No. Ryan Berkowitz has no current broker registration.
How can I verify Ryan Berkowitz’s record?
Search CRD 5909391 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ryan Berkowitz’s full registration record.