Robert Schultz has been an investment adviser representative at Omega Financial Group since June 2012, and is not listed among the firm’s executive officers or direct owners. Robert Schultz holds a Bachelor of Science from San Jose State University.
Omega Financial Group, LLC is a Santa Barbara, CA firm with $552M under management, 324 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Robert A. Schultz is Senior Wealth Advisor of Omega Financial Group. He helped launch the firm and previously worked with Dylan Minor's wealth management team at Wachovia Securities, LLC, a predecessor firm of Wells Fargo Advisors, LLC. He provides holistic financial planning services to clients.
Robert Schultz’s longest registration is the current one, 14 years at Omega Financial Group since 2012. Before joining Omega Financial Group in 2012, Robert Schultz was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC.
- Argos Global Advisors, LLCAlso current– present · 7 yearsSanta Barbara, CA · Adviser representative · Firm CRD 287672
- Omega Financial Group, LLCCurrent– present · 14 yearsSanta Barbara, CA · Adviser representative · Firm CRD 164147
- Wells Fargo Advisors Financial Network, LLC– · 2 yearsSanta Barbara, CA · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · under a yearSanta Barbara, CA · Adviser representative · Firm CRD 19616
Professional designations
Listed by Omega Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC®)
- Chartered Retirement Planning Counselor (CRPC®)
Investment adviser representative registrations
Robert Schultz is registered as an investment adviser representative in California, since June 2012.
- CaliforniaSince 1 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 17 December 2009 |
| Series 66 | Uniform Combined State Law Examination | 8 May 2009 |
| Series 7 | General Securities Representative Examination | 20 March 2009 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Allen Schultz
- CRD
- 5640026
- Firm
- Omega Financial Group · CRD 164147
- Office
- 812 ANACAPA STREET, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- May 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- omegafingroup.com
Where does Robert Schultz work?
Robert Schultz is an investment adviser representative registered through Omega Financial Group, LLC since June 2012, and is not listed among the firm’s executive officers or direct owners.
Is Robert Schultz a financial advisor?
Yes. Robert Schultz has a current investment-adviser registration in California, through Omega Financial Group since June 2012.
How many years of experience does Robert Schultz have?
Robert Schultz has 17 years in the financial industry, since May 2009, across 4 adviser firms.
What exams has Robert Schultz passed?
Robert Schultz has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in March 2009.
Where did Robert Schultz work before Omega Financial Group?
Before Omega Financial Group, Robert Schultz was registered through Wells Fargo Advisors, LLC, May 2009 to February 2010.
Where is Robert Schultz based?
Robert Schultz’s registered office is in Santa Barbara, CA.
Is Robert Schultz registered with FINRA?
No. Robert Schultz has no current broker registration.
Is Robert Schultz a CFP?
Omega Financial Group lists Robert Schultz with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Robert Schultz’s record?
Search CRD 5640026 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Schultz’s full registration record.
