Omega Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, educational seminars, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Omega Financial Group reports 324 clients. They include 171 individual clients, 148 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 99.5% ($550M across 969 accounts) are managed with discretion; $2.5M across 5 accounts are not. A wrap fee program the firm both sponsors and manages holds $75.2M. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 53% | 12% |
| High-net-worth individuals | 46% | 86% |
| Pension and profit-sharing plans | 2% | 2% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 171 | $66.6M | 12.1% | $389K |
| High-net-worth individuals | 148 | $476M | 86.1% | $3.22M |
| Pension and profit-sharing plans | 5 | $8.91M | 1.6% | $1.78M |
| Charitable organizations | Fewer than 5 | $1.04M | 0.2% | — |
| Total | 324 | $552M | 100% | — |
- Clients
- 171
- Regulatory AUM
- $66.6M
- AUM share
- 12.1%
- Avg. per client
- $389K
- Clients
- 148
- Regulatory AUM
- $476M
- AUM share
- 86.1%
- Avg. per client
- $3.22M
- Clients
- 5
- Regulatory AUM
- $8.91M
- AUM share
- 1.6%
- Avg. per client
- $1.78M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.04M
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 324
- Regulatory AUM
- $552M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Omega Financial Group charges 0.50%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $1,000,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$1M | 1.25% |
| $1M–$2M | 1.00% |
| $2M–$5M | 0.90% |
| $5M–$10M | 0.75% |
| $10M–$15M | 0.65% |
| $15M and above | 0.50% |
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fees range from $150 to $950 and flat fees generally range from $1,500 to $20,000. A retainer of at least $1,000 is required.
Dylan Minor owns 75% or more of Omega Financial Group. The leadership team of Omega Financial Group includes Chief Investment Officer Dylan Minor and Chief Compliance Officer Bryan Reinhard. It has 6 employees, 4 of them in advisory roles.
Leadership
Bryan ReinhardManaging Member, Chief Compliance Officer
Dylan MinorManaging Member, Chief Investment Offier
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 75% or more of Omega Financial Group, LLC
Dylan Minor
Control person · since June 2012
- Owns 10% to 25% of Omega Financial Group, LLC
Bryan Reinhard
Control person · since June 2012
Omega Financial Group’s regulatory assets grew 1.9× from $297M (January 2021) to $552M (June 2026); clients rose from 266 to 324 and employees from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $552M | 324 | 6 | 2 |
| February 2025 | $480M | 323 | 6 | 2 |
| February 2024 | $410M | 505 | 6 | 2 |
| February 2023 | $372M | 284 | 6 | 2 |
| July 2022 | $373M | 284 | 6 | 2 |
| January 2021 | $297M | 266 | 5 | 2 |
Besides its headquarters, Omega Financial Group has 1 office, with 2 listed addresses in California.
California · 2 listed addresses
- 812 Anacapa Street, Santa BarbaraHQ
- 105 East De La Guerra, Santa Barbara
Contact and registration details
- Legal name
- Omega Financial Group, LLC
- Headquarters
- 812 Anacapa Street, Santa Barbara, CA 93101
- Website
- omegafingroup.com
- Phone
- 805-617-4363
- @omega-financial-group-llc
- SEC file
- 801-77745
- Founded
- 2009
- Structure
- California LLC
- Fiscal year end
- December
Omega Financial Group uses Charles Schwab ($460M, 85%) and Fidelity ($81M, 15%) as custodians for its separately managed accounts. Omega Financial Group has custody of $172M in client assets for 193 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $81M15%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $460M85%
At year end, Omega Financial Group’s separately managed accounts were mostly in funds (87%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $329M across 91 positions; the largest are iShares TR (6.5%), Vanguard Index Fds (6.1%) and iShares TR (6.1%).
What the accounts hold
- Stocks10%
- Funds87%
- Registered funds74%
- Pooled vehicles13%
- Bonds1%
- Cash2%
Reported 13F holdings
- $329M
- Reported 13F value
- 91
- Positions
- 49.5%
- In the 10 largest
- +6.8%
- Value vs. prior quarter
- iShares TR · Core US Aggbd ET6.5%
- Vanguard Index Fds · Real Estate ETF6.1%
- iShares TR · Core S&P Scp ETF6.1%
- iShares TR · Core S&P500 ETF5.3%
- iShares TR · Core 1 5 YR Usd5.0%
- iShares TR · Core S&P Mcp ETF4.8%
- iShares TR · S&P MC 400vl ETF4.2%
- Schwab Strategic TR · US Mid-cap ETF3.8%
- iShares TR · Core MSCI Eafe3.8%
- iShares Inc. · Core MSCI Emkt3.7%
Together, the ten largest are 49.5% of reported value.
How many clients does Omega Financial Group have?
Omega Financial Group has 324 clients and manages $552 million for them, as of June 2026. They include 171 individual clients, 148 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026
What services does Omega Financial Group offer?
Omega Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, educational seminars, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Omega Financial Group charge?
Omega Financial Group charges 0.50%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and requires an account of at least $1,000,000.
Source: OFG - FORM ADV PART 2A - FIRM BROCHURE, filed 19 February 2026
Which custodians does Omega Financial Group use?
Omega Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $460M and Fidelity Brokerage Services LLC (Smithfield, RI), with $81M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026
How many financial advisors does Omega Financial Group have?
Omega Financial Group has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Omega Financial Group invest in?
At the end of its last fiscal year, Omega Financial Group’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 13% pooled vehicles (private funds and similar), 10% exchange-traded equities, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Omega Financial Group have a minimum investment?
Yes, Omega Financial Group’s minimum account size for its Asset Management is $1M.
Source: OFG - FORM ADV PART 2A - FIRM BROCHURE, filed 19 February 2026
Who owns Omega Financial Group?
Omega Financial Group’s direct owners are Dylan Minor (75% or more) and Bryan Reinhard (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 June 2026
How does Omega Financial Group get paid?
Omega Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Omega Financial Group registered with the SEC?
Yes, Omega Financial Group has been registered with the SEC as an investment adviser since 28 March 2013. Its CRD number is 164147 and its SEC file number is 801-77745.
Source: Form ADV Part 1A, Item 1, filed 4 June 2026; IAPD firm record
How do I contact Omega Financial Group?
Omega Financial Group’s main office is at 812 Anacapa Street, Santa Barbara, CA 93101. Its phone number is 805-617-4363. Its website is omegafingroup.com.