Dylan Minor has been Managing Member, Chief Investment Offier of Omega Financial Group since June 2012, is a control person of the firm and directly owns 75% or more of it. Dylan Minor holds a Bachelor of Arts in Mathematics and Economics from the University of California, Santa Barbara, a Master of Science in Business Administration from Haas School of Business, University of California, Berkeley and a PhD from the University of California, Berkeley.
Omega Financial Group, LLC is a Santa Barbara, CA firm with $552M under management, 324 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Dylan B. Minor is Co-Founder, Chief Strategist and CIO of Omega Financial Group. He was introduced to the financial services industry in 1990 and has since helped individual, corporate and non-profit clients with their wealth management needs. He is trained in retirement planning, estate investment planning, investment consulting and non-profit investment consulting.
Dylan Minor’s longest registration is the current one, 14 years at Omega Financial Group since 2012. Before joining Omega Financial Group in 2012, Dylan Minor was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Advisors, LLC.
- Argos Global Advisors, LLCAlso current– present · 7 yearsSanta Barbara, CA · Adviser representative · Firm CRD 287672
- Omega Financial Group, LLCCurrent– present · 14 yearsSanta Barbara, CA · Adviser representative · Firm CRD 164147
- Wells Fargo Advisors Financial Network, LLC– · 2 yearsSanta Barbara, CA · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 6 yearsSanta Barbara, CA · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 1 yearSanta Barbara, CA · Adviser representative · Firm CRD 7471
Professional designations
Listed by Omega Financial Group
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Financial Consultant (ChFC)
- Chartered Life Underwriter (CLU)
- Certified Investment Management Analyst (CIMA®)
Investment adviser representative registrations
Dylan Minor is registered as an investment adviser representative in California, since June 2012.
- CaliforniaSince 1 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 17 August 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 17 July 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 August 1995 |
| Series 31 | Futures Managed Funds Examination | 30 August 1995 |
| Series 7 | General Securities Representative Examination | 16 August 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 June 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 June 1992 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dylan Blu Minor
- CRD
- 2245009
- Firm
- Omega Financial Group · CRD 164147
- Role
- Managing Member, Chief Investment Offier
- Office
- 812 ANACAPA STREET, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- March 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- omegafingroup.com
Where does Dylan Minor work?
Dylan Minor has been Managing Member, Chief Investment Offier of Omega Financial Group, LLC since June 2012, and is a control person of the firm.
Is Dylan Minor a financial advisor?
Yes. Dylan Minor has a current investment-adviser registration in California, through Omega Financial Group since June 2012.
How many years of experience does Dylan Minor have?
Dylan Minor has 24 years in the financial industry, since March 2002, across 5 adviser firms.
What exams has Dylan Minor passed?
Dylan Minor has passed 7 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 31, Series 9 and Series 10. The earliest, the Series 63, was passed in June 1992.
Where did Dylan Minor work before Omega Financial Group?
Before Omega Financial Group, Dylan Minor was registered through Wells Fargo Advisors, LLC, July 2003 to February 2010; Prudential Securities Incorporated, March 2002 to July 2003.
Where is Dylan Minor based?
Dylan Minor’s registered office is in Santa Barbara, CA.
Is Dylan Minor registered with FINRA?
No. Dylan Minor has no current broker registration.
Is Dylan Minor a CFP?
Omega Financial Group lists Dylan Minor with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Dylan Minor’s record?
Search CRD 2245009 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dylan Minor’s full registration record.
