Richard Morey has been President of Secure Retirement Financial & Insurance Services since January 2003, is a control person of the firm and directly owns between 50% and 75% of it.
Secure Retirement Financial & Insurance Services Corp. is a San Ramon, CA firm with $102M under management, 211 clients and 3 advisers in one office, as of its April 2026 filing.
Richard Morey is President of Secure Retirement, which he founded in 2002 to help individuals navigate retirement. Previously he was Chief Investment Officer at Bellingham Investment Management in San Francisco, managing portfolios for individuals and institutions. His financial career began at Lighthouse Asset Management.
Richard Morey’s longest registration is the current one, 21 years at Secure Retirement Financial & Insurance Services since 2005. Before joining Secure Retirement Financial & Insurance Services in 2011, Richard Morey was registered through Bellingham Investment Management.
- – present · 21 yearsSan Ramon, CA · Adviser representative · Firm CRD 132777
- Bellingham Investment Management– · 3 yearsSan Ramon, CA · Adviser representative · Firm CRD 112217
Investment adviser representative registrations
Richard Morey is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from November 2021; the most recent is California, in May 2026.
- CaliforniaSince 5 May 2026
- LouisianaSince 17 November 2021
- TexasResidentSince 23 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 December 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 2 January 1998 |
| Series 7 | General Securities Representative Examination | 1 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 July 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 July 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Richard Ree Morey
- CRD
- 2768618
- Firm
- Secure Retirement Financial & Insurance Services · CRD 132777
- Role
- President
- Office
- 2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, San Ramon, CA 94583
- Registration
- Investment adviser registration
- In the industry since
- July 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- secureretire.com
Where does Richard Morey work?
Richard Morey has been President of Secure Retirement Financial & Insurance Services Corp. since January 2003, and is a control person of the firm.
Is Richard Morey a financial advisor?
Yes. Richard Morey has a current investment-adviser registration in California, Louisiana and Texas, through Secure Retirement Financial & Insurance Services since February 2011.
How many years of experience does Richard Morey have?
Richard Morey has 24 years in the financial industry, since July 2002, across 2 adviser firms.
What exams has Richard Morey passed?
Richard Morey has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 26 and Series 65. The earliest, the Series 6, was passed in July 1996.
Where did Richard Morey work before Secure Retirement Financial & Insurance Services?
Before Secure Retirement Financial & Insurance Services, Richard Morey was registered through Bellingham Investment Management, June 2002 to December 2005.
Where is Richard Morey based?
Richard Morey’s registered office is in San Ramon, CA.
Is Richard Morey registered with FINRA?
No. Richard Morey has no current broker registration.
How can I verify Richard Morey’s record?
Search CRD 2768618 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Morey’s full registration record.