Jeffrey Warren has been Shareholder of Secure Retirement Financial & Insurance Services since February 2023, is not listed as a control person, but directly owns between 25% and 50% of the firm.
Secure Retirement Financial & Insurance Services Corp. is a San Ramon, CA firm with $102M under management, 211 clients and 3 advisers in one office, as of its April 2026 filing.
Jeff Warren is Head - Finance Management of Secure Retirement. He joined the firm in 2012 and has over 30 years of experience in financial services. He specializes in retirement planning, income portfolio strategies, and sustainable investments, and leads the firm's marketing and educational workshops.
Jeffrey Warren’s longest registration is the current one, 13 years at Secure Retirement Financial & Insurance Services since 2013. Before joining Secure Retirement Financial & Insurance Services in 2013, Jeffrey Warren was registered through Money Concepts Advisory Service.
- – present · 13 yearsSan Ramon, CA · Adviser representative · Firm CRD 132777
- Money Concepts Advisory Service– · under a yearDallas, TX · Adviser representative · Firm CRD 12963
Investment adviser representative registrations
Jeffrey Warren is registered as an investment adviser representative in California, since June 2013.
- CaliforniaSince 4 June 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 22 March 2013 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 February 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 November 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 November 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Michael Warren
- CRD
- 5616071
- Firm
- Secure Retirement Financial & Insurance Services · CRD 132777
- Role
- Shareholder
- Office
- 2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2009
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- secureretire.com
Where does Jeffrey Warren work?
Jeffrey Warren has been Shareholder of Secure Retirement Financial & Insurance Services Corp. since February 2023.
Is Jeffrey Warren a financial advisor?
Yes. Jeffrey Warren has a current investment-adviser registration in California, through Secure Retirement Financial & Insurance Services since June 2013.
How many years of experience does Jeffrey Warren have?
Jeffrey Warren has 17 years in the financial industry, since April 2009, across 2 adviser firms.
What exams has Jeffrey Warren passed?
Jeffrey Warren has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in November 2008. FINRA credited Jeffrey Warren with the SIE, which began in October 2018.
Where did Jeffrey Warren work before Secure Retirement Financial & Insurance Services?
Before Secure Retirement Financial & Insurance Services, Jeffrey Warren was registered through Money Concepts Advisory Service, February 2012 to September 2012.
Where is Jeffrey Warren based?
Jeffrey Warren’s registered office is in San Ramon, CA.
Is Jeffrey Warren registered with FINRA?
Yes. Jeffrey Warren has a current broker registration, under CRD 5616071.
Source: FINRA BrokerCheck
How can I verify Jeffrey Warren’s record?
Search CRD 5616071 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Warren’s full registration record.