Richard Green has been an investment adviser representative at Caitlin John since May 2024, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Richard Green’s longest registration was 11 years at Alpha Global Investments (2012–2024). Before joining Caitlin John in 2024, Richard Green was registered through Alpha Global Investments and Amerivest Investment Management, LLC.
- Simplyria Advisor NetworkCurrent– present · 2 yearsSan Diego, CA · Adviser representative · Firm CRD 154494
- Alpha Global Investments– · 11 yearsSan Diego, CA · Adviser representative · Firm CRD 154575
- Amerivest Investment Management, LLC– · 3 yearsSan Diego, CA · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 4 yearsSan Diego, CA · Adviser representative · Firm CRD 7870
- WM Financial Services, Inc.– · under a yearDel Mar, CA · Adviser representative · Firm CRD 599
- A. G. Edwards & Sons, Inc.– · 3 yearsSan Diego, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Richard Green is registered as an investment adviser representative in California, since May 2024.
- CaliforniaSince 13 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 November 2012 |
| Series 24 | General Securities Principal Examination | 11 December 2006 |
| Series 66 | Uniform Combined State Law Examination | 6 June 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 5 January 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 11 August 1999 |
| Series 7 | General Securities Representative Examination | 19 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 August 1996 |
| Series 52 | Municipal Securities Representative Examination | 19 August 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Richard Christopher Green
- CRD
- 2769630
- Firm
- Caitlin John · CRD 154494
- Office
- 3665 Ruffin Rd, STE 204, San Diego, CA 92108
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Green work?
Richard Green is an investment adviser representative registered through Caitlin John, LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Richard Green a financial advisor?
Yes. Richard Green has a current investment-adviser registration in California, through Caitlin John since May 2024.
How many years of experience does Richard Green have?
Richard Green has 22 years in the financial industry, since May 2004, across 6 adviser firms.
What exams has Richard Green passed?
Richard Green has passed 8 licensing exams: the Series 52, Series 63, Series 7, Series 9, Series 10, Series 66, Series 24 and Series 65. The earliest, the Series 52, was passed in August 1996.
Where did Richard Green work before Caitlin John?
Before Caitlin John, Richard Green was registered through Amerivest Investment Management, LLC, April 2006 to October 2009; TD Ameritrade, Inc., March 2005 to October 2009; WM Financial Services, Inc., July 2004 to March 2005; A. G. Edwards & Sons, Inc., March 2001 to July 2004.
Where is Richard Green based?
Richard Green’s registered office is in San Diego, CA.
Is Richard Green registered with FINRA?
No. Richard Green has no current broker registration.
How can I verify Richard Green’s record?
Search CRD 2769630 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Green’s full registration record.