Maxwell Carlson has been Vice President of Caitlin John since September 2024, is not listed as a control person, but directly owns under 5% of the firm.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
Maxwell Carlson’s longest registration is the current one, 5 years at Caitlin John since 2020.
- A Smarter Way to InvestAlso current– present · 4 yearsBennett, CO · Adviser representative · Firm CRD 166170
- Simplyria Advisor NetworkCurrent– present · 5 yearsBennett, CO · Adviser representative · Firm CRD 154494
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 October 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Maxwell E Carlson
- CRD
- 7317393
- Firm
- Caitlin John · CRD 154494
- Role
- Vice President
- Office
- Bennett, CO
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Maxwell Carlson work?
Maxwell Carlson has been Vice President of Caitlin John, LLC since September 2024.
Is Maxwell Carlson a financial advisor?
Yes. Maxwell Carlson has a current investment-adviser registration, through Caitlin John since November 2020.
How many years of experience does Maxwell Carlson have?
Maxwell Carlson has 5 years in the financial industry, since November 2020, across 2 adviser firms.
What exams has Maxwell Carlson passed?
Maxwell Carlson passed the Series 65 in October 2020.
Where is Maxwell Carlson based?
Maxwell Carlson’s registered office is in Bennett, CO.
Is Maxwell Carlson registered with FINRA?
No. Maxwell Carlson has no current broker registration.
How can I verify Maxwell Carlson’s record?
Search CRD 7317393 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maxwell Carlson’s full registration record.