Richard Ervolino has been an investment adviser representative at Capital Management Services since November 2020, and is not listed among the firm’s executive officers or direct owners.
Capital Management Services, Inc. is a Manchester, MO firm with $145M under management, 242 clients and 5 advisers across 4 offices, as of its March 2026 filing.
Richard Ervolino’s longest registration was 8 years at Liberty Partners Capital Management, LLC (2012–2020). Before joining Capital Management Services in 2020, Richard Ervolino was registered through Liberty Partners Capital Management, LLC and Axa Advisors, LLC.
- – present · 5 yearsHypoluxo, FL · Adviser representative · Firm CRD 118260
- Liberty Partners Capital Management, LLC– · 8 yearsHypoluxo, FL · Adviser representative · Firm CRD 131117
- Axa Advisors, LLC– · 3 yearsBoca Raton, FL · Adviser representative · Firm CRD 6627
- Newbridge Financial Services Group, Inc.– · 3 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 130814
- Advisors Capital Investments Inc– · 3 yearsHypoluxo, FL · Adviser representative · Firm CRD 104811
Investment adviser representative registrations
Richard Ervolino is registered as an investment adviser representative in Florida, since November 2020.
- FloridaSince 23 November 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 13 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 3 December 1999 |
| Series 7 | General Securities Representative Examination | 30 September 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 May 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 May 1993 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Richard William Ervolino
- CRD
- 2326532
- Firm
- Capital Management Services · CRD 118260
- Office
- Hypoluxo, FL
- Registration
- Investment adviser registration
- In the industry since
- May 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Ervolino work?
Richard Ervolino is an investment adviser representative registered through Capital Management Services, Inc. since November 2020, and is not listed among the firm’s executive officers or direct owners.
Is Richard Ervolino a financial advisor?
Yes. Richard Ervolino has a current investment-adviser registration in Florida, through Capital Management Services since November 2020.
How many years of experience does Richard Ervolino have?
Richard Ervolino has 32 years in the financial industry, since May 1994, across 5 adviser firms.
What exams has Richard Ervolino passed?
Richard Ervolino has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 7TO. The earliest, the Series 63, was passed in May 1993. FINRA credited Richard Ervolino with the SIE, which began in October 2018.
Where did Richard Ervolino work before Capital Management Services?
Before Capital Management Services, Richard Ervolino was registered through Liberty Partners Capital Management, LLC, May 2012 to September 2020; Axa Advisors, LLC, February 2009 to March 2012; Newbridge Financial Services Group, Inc., January 2005 to December 2008; Advisors Capital Investments Inc, November 2000 to December 2003.
Where is Richard Ervolino based?
Richard Ervolino’s registered office is in Hypoluxo, FL.
Is Richard Ervolino registered with FINRA?
No. Richard Ervolino has no current broker registration.
How can I verify Richard Ervolino’s record?
Search CRD 2326532 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Ervolino’s full registration record.
