Richard Blond has been Managing Partner - Florida of Proficio Capital Partners since September 2022, is a control person of the firm and directly owns under 5% of it. Richard Blond holds an MBA from Harvard Business School and a Bachelor of Science in Business Administration (major Finance and Economics) from the University of Tennessee.
Proficio Capital Partners LLC is a Newton, MA firm with $8.17B under management, 160 clients and 11 advisers across 2 offices, as of its September 2026 filing.
Richard Blond is Managing Partner, Florida, of Proficio Capital Partners. He is Managing Partner of the firm's new South Florida office, a Portfolio Manager, and a member of its investment committee. Before joining Proficio, he spent 30 years on Wall Street at Kidder Peabody, Donaldson Lufkin & Jenrette and Credit Suisse, where in his last role he ran Credit Suisse's Boston Equity business for over 8 years.
No adviser firm registrations are on Richard Blond’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 23 | General Securities Principal Sales Supervisor | 1 March 2016 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 17 November 2014 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 29 September 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 April 1993 |
| Series 7 | General Securities Representative Examination | 6 September 1991 |
- Name
- General Securities Principal Examination
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Sales Supervisor
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Arthur Blond
- CRD
- 2172614
- Firm
- Proficio Capital Partners · CRD 269931
- Role
- Managing Partner - Florida
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- proficiocap.com
Where does Richard Blond work?
Richard Blond has been Managing Partner - Florida of Proficio Capital Partners LLC since September 2022, and is a control person of the firm.
Does Richard Blond have a current investment-adviser registration?
Richard Blond has no current investment-adviser or broker registration.
What exams has Richard Blond passed?
Richard Blond has passed 7 licensing exams: the Series 7, Series 63, Series 9, Series 10, Series 23, Series 24 and Series 57TO. The earliest, the Series 7, was passed in September 1991. FINRA credited Richard Blond with the SIE, which began in October 2018.
Is Richard Blond registered with FINRA?
No. Richard Blond has no current broker registration.
How can I verify Richard Blond’s record?
Search CRD 2172614 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Blond’s full registration record.
Kathleen HerrChief Financial Officer
Justin SussmanChief Operating Officer/Partner
Peter KronbergGeneral Counsel/Chief Compliance Officer
Gregory BurkePartner Portfolio Manager
Lauren DenklauChief Administration Officer
Robert HaberChief Investment Officer, Member
Sheldon HanauChief Strategy Officer
Warren MayshakPartner, Portfolio Management
Matthew WoskManaging Member