Peter Kronberg has been General Counsel/Chief Compliance Officer of Proficio Capital Partners since June 2015, is a control person of the firm and directly owns under 5% of it. Peter Kronberg holds a Juris Doctor from Boston University and an Undergraduate degree from the University of Kansas.
Proficio Capital Partners LLC is a Newton, MA firm with $8.17B under management, 160 clients and 11 advisers across 2 offices, as of its September 2026 filing.
Peter Kronberg is General Counsel and Chief Compliance Officer of Proficio Capital Partners. He manages the firm's compliance program, keeps the firm informed of relevant regulatory matters, and is actively involved in client matters. Before joining Proficio, he served as Chief Compliance Officer and General Counsel for Haber Trilix Advisors and Ten Asset Management, and he has practiced law in Massachusetts since 1988.
Peter Kronberg’s longest registration is the current one, 11 years at Proficio Capital Partners since 2015. Before joining Proficio Capital Partners in 2015, Peter Kronberg was registered through Haber Trilix Advisors, LP and Ten Asset Management, Inc.
- – present · 11 yearsNewton, MA · Adviser representative · Firm CRD 269931
- Haber Trilix Advisors, LP– · under a yearBoston, MA · Adviser representative · Firm CRD 155025
- Ten Asset Management, Inc.– · under a yearOjai, CA · Adviser representative · Firm CRD 134021
Investment adviser representative registrations
Peter Kronberg is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from September 2015; the most recent is Texas, in May 2023.
- MassachusettsSince 23 September 2015
- TexasResidentSince 17 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 October 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Peter Walter Kronberg
- CRD
- 5983501
- Firm
- Proficio Capital Partners · CRD 269931
- Role
- General Counsel/Chief Compliance Officer
- Office
- 300 WASHINGTON STREET STE 951, ONE GATEWAY CENTER, Newton, MA 02458-1655
- Registration
- Investment adviser registration
- In the industry since
- August 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- proficiocap.com
Where does Peter Kronberg work?
Peter Kronberg has been General Counsel/Chief Compliance Officer of Proficio Capital Partners LLC since June 2015, and is a control person of the firm.
Is Peter Kronberg a financial advisor?
Yes. Peter Kronberg has a current investment-adviser registration in Massachusetts and Texas, through Proficio Capital Partners since September 2015.
How many years of experience does Peter Kronberg have?
Peter Kronberg has 12 years in the financial industry, since August 2014, across 3 adviser firms.
What exams has Peter Kronberg passed?
Peter Kronberg passed the Series 65 in October 2012.
Where did Peter Kronberg work before Proficio Capital Partners?
Before Proficio Capital Partners, Peter Kronberg was registered through Haber Trilix Advisors, LP, August 2013 to November 2013; Ten Asset Management, Inc., October 2012 to August 2013.
Where is Peter Kronberg based?
Peter Kronberg’s registered office is in Newton, MA.
Is Peter Kronberg registered with FINRA?
No. Peter Kronberg has no current broker registration.
How can I verify Peter Kronberg’s record?
Search CRD 5983501 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Peter Kronberg’s full registration record.
Kathleen HerrChief Financial Officer
Justin SussmanChief Operating Officer/Partner
Richard BlondManaging Partner - Florida
Gregory BurkePartner Portfolio Manager
Lauren DenklauChief Administration Officer
Robert HaberChief Investment Officer, Member
Sheldon HanauChief Strategy Officer
Warren MayshakPartner, Portfolio Management
Matthew WoskManaging Member