NivaLet’s talk
Kathleen Herr, portrait

Kathleen Herr

Chief Financial Officer at Proficio Capital Partners

Firm officerUpdated

Kathleen Herr has been Chief Financial Officer of Proficio Capital Partners LLC, a Newton, MA investment adviser managing $8.17B, since January 2024.

2
Years in role
$8.17B
Firm AUM
160
Firm clients
11
Firm advisers

From Form ADV filed 1 September 2026Form ADV

Career

Kathleen Herr is a control person of Proficio Capital Partners and directly owns under 5% of it. Kathleen Herr holds a Bachelor of Science in Accounting from Boston College Carroll School of Management.

Proficio Capital Partners is an investment adviser based in Newton, MA, registered with the SEC since 2015. It provides investment management. Its clients include high-net-worth individuals, corporations and other businesses, and pooled investment vehicles. Its regulatory assets under management total $8.17 billion, as filed on 1 September 2026. Its fees, ownership and offices are on the firm’s profile.

Katie Herr is Chief Financial Officer and Controller of Proficio Capital Partners. She is responsible for all aspects of accounting, tax compliance and reporting for Proficio's private funds and separately managed accounts, and assists with the firm's finance and accounting operations. Before joining Proficio, she was a Director in Trust Solutions at PwC, where she spent 3 years in the Sydney, Australia office.

Credentials

Professional designations

Listed by Proficio Capital Partners

  • CPA

Key facts

CRD
7872689
Firm
Proficio Capital Partners · CRD 269931
Role
Chief Financial Officer
In role since
January 2024 · 2 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Newton, MA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record
Firm bio
proficiocap.com

Common questions

Where does Kathleen Herr work?

Kathleen Herr has been Chief Financial Officer of Proficio Capital Partners LLC since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 September 2026

How can I verify Kathleen Herr’s record?

Kathleen Herr’s role is listed on Proficio Capital Partners LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 269931.

Source: Form ADV, Schedule A, filed 1 September 2026

Leadership at Proficio Capital Partners

Sources

  1. IAPD individual lookup, CRD 7872689, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Proficio Capital Partners LLC, filed 1 September 2026. Title, control and ownership bands.
  3. Proficio Capital Partners team page. Biography, education, credentials, awards and the portrait, reproduced for identification.
Report a correction