Rene Rodriguez has been an investment adviser representative at K2 Financial since May 2019, and is not listed among the firm’s executive officers or direct owners.
K2 Financial Inc. is a Glendora, CA firm with $192M under management, 393 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Rene Rodriguez is Financial Advisor of K2 Financial Partners. Rodriguez started at the firm in June 2012 after running a mobile notary service and earlier work at a court reporting firm, a law firm and a construction office. Rodriguez also runs the concierge desk to assist clients with their needs and questions.
Rene Rodriguez’s longest registration is the current one, 8 years at Lincoln Investment since 2018. Before joining K2 Financial in 2019, Rene Rodriguez was registered through Legend Advisory, LLC.
- Lincoln InvestmentAlso current– present · 8 yearsGlendora, CA · Adviser representative · Firm CRD 519
- Legend Advisory, LLC– · 1 yearSan Dimas, CA · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Rene Rodriguez is registered as an investment adviser representative in California, since May 2018.
- CaliforniaSince 7 May 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 May 2018 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 January 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 21 December 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6087511
- Firm
- K2 Financial · CRD 300913
- Office
- 233 SOUTH GLENDORA AVENUE, Glendora, CA 91741
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- k2financialpartners.com
Where does Rene Rodriguez work?
Rene Rodriguez is an investment adviser representative registered through K2 Financial Inc. since May 2019, and is not listed among the firm’s executive officers or direct owners.
Is Rene Rodriguez a financial advisor?
Yes. Rene Rodriguez has a current investment-adviser registration in California, through K2 Financial since May 2019.
How many years of experience does Rene Rodriguez have?
Rene Rodriguez has 13 years in the financial industry, since December 2012, across 3 adviser firms.
What exams has Rene Rodriguez passed?
Rene Rodriguez has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2012. FINRA credited Rene Rodriguez with the SIE, which began in October 2018.
Where is Rene Rodriguez based?
Rene Rodriguez’s registered office is in Glendora, CA.
Is Rene Rodriguez registered with FINRA?
Yes. Rene Rodriguez has a current broker registration, under CRD 6087511.
Source: FINRA BrokerCheck
How can I verify Rene Rodriguez’s record?
Search CRD 6087511 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Rene Rodriguez’s full registration record.
