Allison Kapadia has been President of K2 Financial since September 2023, is a control person of the firm and directly owns between 25% and 50% of it.
K2 Financial Inc. is a Glendora, CA firm with $192M under management, 393 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Allison Kapadia is Managing Director, Financial Advisor, and Partner of K2 Financial Partners. Kapadia started at the firm in 2016 after 10 years as a math educator. The role involves working with administration, leading staff, and working with clients as an advisor and tax preparer, with a specialty in group plans and retirement plans for schools.
Allison Kapadia’s longest registration is the current one, 8 years at Lincoln Investment since 2018. Before joining K2 Financial in 2019, Allison Kapadia was registered through Legend Advisory, LLC.
- Lincoln InvestmentAlso current– present · 8 yearsGlendora, CA · Adviser representative · Firm CRD 519
- Legend Advisory, LLC– · 1 yearSan Dimas, CA · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Allison Kapadia is registered as an investment adviser representative in California, since April 2018.
- CaliforniaSince 24 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 April 2018 |
| Series 7 | General Securities Representative Examination | 20 May 2017 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allison Ranae Kapadia
- CRD
- 6624083
- Firm
- K2 Financial · CRD 300913
- Role
- President
- Office
- 233 SOUTH GLENDORA AVENUE, Glendora, CA 91741
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2017
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- k2financialpartners.com
Where does Allison Kapadia work?
Allison Kapadia has been President of K2 Financial Inc. since September 2023, and is a control person of the firm.
Is Allison Kapadia a financial advisor?
Yes. Allison Kapadia has a current investment-adviser registration in California, through K2 Financial since May 2019.
How many years of experience does Allison Kapadia have?
Allison Kapadia has 9 years in the financial industry, since May 2017, across 3 adviser firms.
What exams has Allison Kapadia passed?
Allison Kapadia has passed 3 licensing exams: the Series 7, Series 66 and Series 6TO. The earliest, the Series 7, was passed in May 2017. FINRA credited Allison Kapadia with the SIE, which began in October 2018.
Where is Allison Kapadia based?
Allison Kapadia’s registered office is in Glendora, CA.
Is Allison Kapadia registered with FINRA?
Yes. Allison Kapadia has a current broker registration, under CRD 6624083.
Source: FINRA BrokerCheck
How can I verify Allison Kapadia’s record?
Search CRD 6624083 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Allison Kapadia’s full registration record.
