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Rebecca Patterson

Director at The Vanguard Group

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Rebecca Patterson is Director of The Vanguard Group, Inc., a Malvern investment adviser managing $11.1T. Rebecca Patterson has passed 6 licensing exams.

Role at The Vanguard Group

Title on Schedule A
Director
Control
Rebecca Patterson is a control person of The Vanguard Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rebecca Patterson has held the filed role since February 2025.

The firm

The Vanguard Group, Inc.
Malvern, PA

Form ADV filed 21 September 2026

$11.1T AUM228 clients19 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 31 · 2012
  3. Passed Series 9 and Series 10 · 2010
  4. Passed Series 7 and Series 63 · 2008

Registrations and exams

No current adviser or broker registration. Rebecca Patterson has passed 6 qualifying exams.

Examinations

Series 6325 April 2008
Name
Uniform Securities Agent State Law Examination
Series 1030 June 2010
Name
General Securities Sales Supervisor - General Module Examination
Series 916 June 2010
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 3127 August 2012
Name
Futures Managed Funds Examination
Series 76 February 2008
Name
General Securities Representative Examination

Individual record

Full name
Rebecca Hope Patterson
CRD
5480298
Firm
The Vanguard Group, Inc.
Registration status
No current adviser or broker registration
Firm bio
corporate.vanguard.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Vanguard identifies Rebecca Patterson as a member of its board. Official firm biography

Common questions

Where does Rebecca Patterson work?

Rebecca Patterson has been Director of The Vanguard Group, Inc. since February 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Does Rebecca Patterson have a current investment-adviser registration?

Rebecca Patterson has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Rebecca Patterson passed?

Rebecca Patterson has passed 6 licensing exams: the Series 7, Series 63, Series 9, Series 10, Series 31 and SIE. The earliest, the Series 7, was passed in February 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at The Vanguard Group

Sources

  1. IAPD individual record, CRD 5480298. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Vanguard Group, Inc., filed 21 September 2026. Title, control and ownership bands.
  3. The Vanguard Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rebecca Patterson or The Vanguard Group, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.