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Lauren Valente

Managing Director at The Vanguard Group

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Lauren Valente is Managing Director of The Vanguard Group, Inc., a Malvern investment adviser managing $11.1T. Lauren Valente has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 24 and SIE.

Role at The Vanguard Group

Title on Schedule A
Managing Director
Control
Lauren Valente is a control person of The Vanguard Group.
Ownership
An individual ownership band is not available in the source record.
Tenure
Lauren Valente has held the filed role since September 2020.

The firm

The Vanguard Group, Inc.
Malvern, PA

Form ADV filed 21 September 2026

$11.1T AUM228 clients19 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7, Series 63 and Series 24 · 2012

Registrations and exams

Broker registration; no current adviser registration. Lauren Valente has passed 4 qualifying exams.

Examinations

Series 636 November 2012
Name
Uniform Securities Agent State Law Examination
Series 2419 December 2012
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 October 2012
Name
General Securities Representative Examination

Individual record

Full name
Lauren Marie Valente
CRD
6119944
Firm
The Vanguard Group, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
corporate.vanguard.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Vanguard identifies Lauren Valente as managing director of its Workplace Solutions Group. Official firm biography

Education

Common questions

Where does Lauren Valente work?

Lauren Valente has been Managing Director of The Vanguard Group, Inc. since September 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 21 September 2026

Does Lauren Valente have a current investment-adviser registration?

Lauren Valente has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Lauren Valente passed?

Lauren Valente has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in October 2012.

Source: IAPD individual record, checked 18 October 2026

Leadership at The Vanguard Group

Sources

  1. IAPD individual record, CRD 6119944. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of The Vanguard Group, Inc., filed 21 September 2026. Title, control and ownership bands.
  3. The Vanguard Group team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Lauren Valente or The Vanguard Group, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.